Whipplewood Advisors, Llc
- Regulatory AUM
- $325M
- Discretionary
- $320M
- Clients
- 377
- Avg AUM / client
- $861K
- Accounts
- 375
- Employees
- 6
AUM over time
Annual snapshots from Form ADV filings · as of May 08, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 169 | $29.7M | 9.16% |
| High net worth individuals | 197 | $291M | 89.6% |
| Charitable organizations | 6 | $600K | 0.18% |
| Corporations and other businesses | 5 | $3.6M | 1.1% |
People (5)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Mona Lynn Feeley | Member | Jan 2016 (11y) | 25% – 50% | |
| Richard Jay Whipple | Member | Jan 2016 (11y) | 25% – 50% | |
| Joseph Ernest Hubbard | Member, Cco | CFP | Feb 2020 (7y) | 25% – 50% |
| Ronald David New | Registered representative | Jul 2022 (4y) | ||
| Saxon Swindler | Registered representative | Apr 2024 (2y) |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 05/08/2026 | 933 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Selection of other advisers
Custody
Reported custodians
- Sei Investments Distribution Co. $322M (99% of AUM) May 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: May 08, 2026.
View current Form ADV (SEC/IAPD) ↗