Lobscouser Ii, Llc
- Regulatory AUM
- $279M
- Discretionary
- $279M
- Clients
- 314
- Avg AUM / client
- $888K
- Accounts
- 798
- Employees
- 5
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Aug 03, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 232 | $71.0M | 25.5% |
| High net worth individuals | 82 | $207M | 74.1% |
| Pension and profit sharing plans | Fewer than 5 clients | $1.2M | 0.41% |
People (4)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Steven Edward Farris | Managing Member And Chief Compliance Officer | Feb 2016 (11y) | 75% or more | |
| Brett Alan Parker | Registered representative | CFP | Apr 2019 (7y) | |
| Charolette Lynn Mckinney | Registered representative | Apr 2021 (5y) | ||
| Kristen Marie Farris | Registered representative | Nov 2025 (1y) |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 04/24/2026 | 899 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Educational seminars/workshops
Custody
Reported custodians
- Charles Schwab & Co. $253M (91% of AUM) Apr 2026
- Pershing $4.7M (2% of AUM) Jan 2023
- National Financial Services (Fidelity) $3.1M (2% of AUM) Jan 2023
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Aug 03, 2026.
View current Form ADV (SEC/IAPD) ↗