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Investment Adviser · Small ($100M–$1B)
CRD 282959
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ADV data as of Apr 01, 2025
- Regulatory AUM
- $375M
- Discretionary
- $375M
- Clients
- 6
- Avg AUM / client
- $62.4M
- Accounts
- 8
- Employees
- 7
AUM over time
$0
$612M
Feb 25, 2016
Apr 1, 2025
Reported AUM from Form ADV filings, plotted by filing date · as of Apr 01, 2025
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Investment companies | 2 | $121M | 32.3% |
| State or municipal government entities | 4 | $239M | 63.7% |
| Corporations and other businesses | Fewer than 5 | $15.0M | 4.0% |
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
Services
- • Portfolio management for investment companies
- • Portfolio management for businesses/institutional clients
Custody
Reported custodians
- J.P. Morgan $102M (27% of AUM) Apr 2025
- State Street $89.5M (24% of AUM) Apr 2025
- BNY Mellon $34.2M (9% of AUM) Apr 2025
- Northern Trust $13.3M (4% of AUM) Apr 2025
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Apr 01, 2025.