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Investment Adviser · Small ($100M–$1B)
CRD 283060
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ADV data as of Mar 20, 2025
- Regulatory AUM
- $113M
- Discretionary
- $112M
- Clients
- 19
- Avg AUM / client
- $6.0M
- Accounts
- 43
- Employees
- 3
AUM over time
$103M
$113M
Mar 21, 2023
Mar 20, 2025
Reported AUM from Form ADV filings, plotted by filing date · as of Mar 20, 2025
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 8 | $3.6M | 3.16% |
| High net worth individuals | 6 | $18.4M | 16.2% |
| Charitable organizations | Fewer than 5 | $2.8M | 2.43% |
| State or municipal government entities | 5 | $88.6M | 78.2% |
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
Services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
Custody
Reported custodians
- State Street $88.6M (78% of AUM) Mar 2025
- Charles Schwab & Co. $24.7M (22% of AUM) Mar 2025
- U.S. Bank $6.5M (6% of AUM) Mar 2024
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 20, 2025.