Copley Financial Group, Inc.
- Regulatory AUM
- $331M
- Discretionary
- $330M
- Clients
- 2,690
- Avg AUM / client
- $123K
- Accounts
- 2,690
- Employees
- 8
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Jul 13, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 2,681 | $330M | 99.8% |
| High net worth individuals | 9 | $763K | 0.23% |
People (11)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Matthew David Copley | President/Cco | May 2016 (10y) | 75% or more | |
| Troy Lee Robertson | Registered representative | Jul 2017 (9y) | ||
| Philip John Denstad | Registered representative | Apr 2019 (7y) | ||
| Matthew D Klein | Registered representative | Apr 2021 (5y) | ||
| Kent Allen Hulse | Registered representative | Chartered Financial Consultant | Jan 2022 (5y) | |
| Alan Thomas Bunce | Registered representative | Aug 2024 (2y) | ||
| Scott Zardenetta | Registered representative | Apr 2025 (1y) | ||
| David Carl Magee | Registered representative | Oct 2025 (1y) | ||
| Jessica Renee Roth | Registered representative | Apr 2026 (0y) | ||
| Athena Zeidler | Registered representative | Apr 2026 (0y) | ||
| Kurt Wallace Carroll | Registered representative | Jul 2026 (0y) |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 07/13/2026 | 1.22 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
Allegations: ALLEGED MISSTATEMENT ON MY LICENSE APPLICATION REGARDING 1998 MISDEMEANOR THAT WAS DISCLOSED. Status: Final Sanction Detail: NONE Summary: ALLEGED MISSTATEMENT ON MY LICENSE APPLICATION REGARDING 1998 MISDEMEANOR THAT WAS DISCLOSED.
Allegations: ALLEGED MISSTATEMENT ON MY LICENSE APPLICATION REGARDING 1998 MISDEMEANOR THAT WAS DISCLOSED. Status: Final Sanction Detail: NONE Summary: ALLEGED MISSTATEMENT ON MY LICENSE APPLICATION REGARDING 1998 MISDEMEANOR THAT WAS DISCLOSED.
Disclosure text reproduced verbatim from the firm's own Form ADV filings.
How they charge
- • Percentage of assets under management
- • Other fees
- • REFERRAL FEES
Services
- • Portfolio management for individuals/small businesses
- • Selection of other advisers
Custody
Reported custodians
- Charles Schwab & Co. $317M (96% of AUM) Jul 2026
- Versity Investments Llc $6.4M (3% of AUM) Jan 2024
- Nb Private Capital $4.9M (2% of AUM) Dec 2022
- Cantor Fitzgerald & Co. $4.6M (2% of AUM) Jan 2024
- Axiom Capital Management $140K (0% of AUM) Jan 2024
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jul 13, 2026.
View current Form ADV (SEC/IAPD) ↗