1 St Financial Investment, Inc.
- Regulatory AUM
- $782K
- Discretionary
- $0
- Clients
- 16
- Avg AUM / client
- $48.9K
- Accounts
- 27
- Employees
- 8
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Jul 21, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 12 | $726K | 92.8% |
| High net worth individuals | 4 | $56.3K | 7.2% |
| Corporations and other businesses | 0 | $154 | 0.02% |
People (6)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Philip Alan Goldstein | Registered representative | May 2016 (10y) | ||
| Heath Gary Goldstein | Registered representative | May 2016 (10y) | ||
| Charles James Galat | Registered representative | May 2016 (10y) | ||
| Jordan Joel Goldstein | Registered representative | Jul 2016 (10y) | ||
| Adam Edward Goldstein | Registered representative | Mar 2020 (6y) | ||
| Richard Mayor Weintraub | Registered representative | May 2023 (3y) |
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 05/01/2026 | 3.54 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Selection of other advisers
- • Publication of periodicals or newsletters
- • Educational seminars/workshops
Custody
Reported custodians
- Ss&C Technologies, Inc. $103K (13% of AUM) May 2026
- Sei Investments Distribution Co. May 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jul 21, 2026.
View current Form ADV (SEC/IAPD) ↗