Point72 Asset Management, L.P.

Allegations: ALLEGATION THAT ON MAY 4, 2021, POINT72 HONG KONG LIMITED PLACED AN ORDER TO SHORT SELL SHARES OF KOREAN-LISTED SECURITIES WITHOUT CORRESPONDING OWNERSHIP OF THE POSITIONS. Status: Final Sanction Detail: THE KOREAN SECURITIES AND FUTURES COMMISSION ("SFC") ISSUED A FINE OF KRW 218,500,000 (~US$165,000) ON SEPTEMBER 4, 2023. A WIRE PAYMENT TO SATISFY SUCH FINE WAS INITIATED ON SEPTEMBER 26, 2023. Summary: ON MAY 26, 2023, POINT72 HONG KONG LIMITED ("POINT72 HONG KONG") RECEIVED A NOTICE FROM THE KOREAN FINANCIAL SUPERVISORY SERVICE ("FSS") WITH RESPECT TO A TRADE MADE BY POINT72 HONG KONG ON MAY 4, 2021 THAT RESULTED IN AN UNCOVERED SHORT POSITION IN A COMPANY LISTED ON THE KOREAN EXCHANGE (THE "KRX"). THE CREATION OF AN UNCOVERED SHORT POSITION WAS A ONE-OFF INCIDENT CAUSED BY HUMAN ERROR BY A POINT72 HONG KONG TRADER. THE UNCOVERED SHORT POSITION WAS QUICKLY REMEDIATED AND REPORTED TO THE EXECUTING BROKER WHO REPORTED THE MATTER TO THE KRX. THE FSS'S NOTICE SPECIFIED THAT A FINE OF KRW 218,500,000 (~ US$165,000) WOULD BE IMPOSED, SUBJECT TO THE FURTHER CONSIDERATION OF THE KOREAN CAPITAL MARKET INVESTIGATION AND REVIEW COMMITTEE, AND SECURITIES AND FUTURES COMMISSION ("SFC"). UPON REVIEW, THE SFC DETERMINED TO ISSUE THE KRW 218,500,000 (~ US$165,000) FINE ON SEPTEMBER 4, 2023, WHICH, SUBJECT TO POINT72 HONG KONG'S RIGHT TO APPEAL, WOULD BE DUE BY NO LATER THAN NOVEMBER 8, 2023. IN RESOLUTION OF THIS MATTER, A WIRE PAYMENT TO SATISFY SUCH FINE WAS INITIATED ON SEPTEMBER 26, 2023.

Allegations: ON AUGUST 16, 2016, THE CFTC ISSUED AN ORDER ("CFTC ORDER") ACCEPTING AN OFFER OF SETTLEMENT FROM STEVEN COHEN. THE CFTC ALLEGED THAT MR. COHEN IS SUBJECT TO STATUTORY DISQUALIFICATION UNDER SECTION 8A(4) OF THE COMMODITY EXCHANGE ACT, AS AMENDED, DUE TO THE FINDING CONTAINED IN THE SEC'S ORDER (ADMIN PROCEEDING FILE NO. 3-15950) OF MR. COHEN'S FAILURE TO SUPERVISE ANOTHER PERSON WITH A VIEW TO PREVENTING VIOLATIONS OF THE SECURITIES EXCHANGE ACT OF 1934. PURSUANT TO THE SETTLEMENT, MR. COHEN NEITHER ADMITTED OR DENIED ANY OF THE FINDINGS OR CONCLUSIONS IN THE CFTC ORDER OR THE ACCOMPANYING NOTICE. THE CFTC ORDER RESTRICTS MR. COHEN FROM ENGAGING IN ANY ACTIVITY REQUIRING REGISTRATION WITH THE CFTC AND/OR ACTING AS AN OFFICER OR EMPLOYEE OF ANY PERSON REGISTERED OR REQUIRED TO BE REGISTERED WITH THE CFTC THROUGH DECEMBER 31, 2017, OR THROUGH SUCH LATER DATE AS MR. COHEN'S RESTRICTION UNDER THE SEC ORDER IS EXTENDED. Status: Final Sanction Detail: SEE THE RESPONSE TO QUESTION 7 ABOVE. Summary: SEE THE RESPONSE TO QUESTION 7 ABOVE.

Allegations: STEVEN A. COHEN WAS ALLEGED TO HAVE FAILED TO REASONABLY SUPERVISE AN EMPLOYEE OF CR INTRINSIC INVESTORS, LLC WHO WAS ALLEGED TO HAVE ENGAGED IN TRADING IN SECURITIES ON THE BASIS OF MATERIAL NONPUBLIC INFORMATION. Status: Final Sanction Detail: SEE THE ABOVE RESPONSE. Summary: ON JULY 19, 2013, THE SEC INSTITUTED AN ADMINISTRATIVE PROCEEDING AGAINST STEVEN A. COHEN PURSUANT TO SECTION 203(F) OF THE INVESTMENT ADVISERS ACT OF 1940 ALLEGING THAT MR. COHEN FAILED TO REASONABLY SUPERVISE AN EMPLOYEE OF CR INTRINSIC INVESTORS, LLC ("CR INTRINSIC"). THE SEC PREVIOUSLY SETTLED CIVIL CLAIMS AGAINST CR INTRINSIC RELATED TO SUCH EMPLOYEE'S TRADING. ON JANUARY 8, 2016, THE SEC ISSUED AN ORDER ACCEPTING AN OFFER OF SETTLEMENT FROM MR. COHEN. PURSUANT TO THE SETTLEMENT, MR. COHEN NEITHER ADMITTED NOR DENIED THE FINDINGS OF THE SEC IN THE ORDER. THE ORDER REQUIRES ANY INVESTMENT ADVISER, FAMILY OFFICE, BROKER OR DEALER OWNED OR CONTROLLED BY MR. COHEN TO, FOR A LIMITED PERIOD OF TIME, RETAIN AN INDEPENDENT CONSULTANT AND ADOPT SUCH CONSULTANT'S RECOMMENDATIONS AND SUBMIT TO ON-SITE SEC EXAMINATIONS. FURTHER, THE ORDER PROHIBITS MR. COHEN FROM BEING ASSOCIATED IN A SUPERVISORY CAPACITY WITH ANY INVESTMENT ADVISER, BROKER OR DEALER UNTIL DECEMBER 31, 2017, SUBJECT TO AN EXTENSION IF THE SEC BRINGS A NEW ACTION AGAINST MR. COHEN OR A RELATED ENTITY OR AN EMPLOYEE SUPERVISED BY HIM.