Mellig Group, Llc
State-registered
Insurance-Affiliated · Small ($100M–$1B)
CRD 283152
· The Woodlands, TX
· WWW.FACEBOOK.COM
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ADV data as of Mar 30, 2026
- Regulatory AUM
- $110M
- Discretionary
- $94.1M
- Clients
- 102
- Avg AUM / client
- $1.1M
- Accounts
- 166
- Employees
- 5
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 67 | $19.8M | 18.0% |
| High net worth individuals | 30 | $80.6M | 73.4% |
| Corporations and other businesses | 5 | $9.5M | 8.61% |
People (5)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Roxana Justiniano | Registered representative | Jun 2016 (10y) | ||
| Eduardo Lucca | Registered representative | Jul 2016 (10y) | ||
| Michele A Lopez Gonzalez | Registered representative | Jul 2016 (10y) | ||
| Keith William Gregor | Registered representative | CFA | Apr 2018 (8y) | |
| Gustavo Eduardo Patino Lugo | Registered representative | Feb 2020 (7y) |
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/30/2026 | 1.13 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
- • Performance-based fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
Custody
Reported custodians
- Interactive Brokers $43.7M (40% of AUM) Mar 2026
- Charles Schwab & Co. $41.1M (37% of AUM) Mar 2026
- J.P. Morgan $16.1M (15% of AUM) Mar 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 30, 2026.
View current Form ADV (SEC/IAPD) ↗