New Harbor Capital Management, Lp
- Regulatory AUM
- $1.1B
- Discretionary
- $1.1B
- Clients
- 11
- Avg AUM / client
- $99.4M
- Accounts
- 11
- Employees
- 18
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of May 26, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Pooled investment vehicles (non-investment companies) | 11 | $1.1B | 100.0% |
Private funds (9)
Reported in Form ADV Section 7.B.(1), filing of Aug 2024 · $709M combined gross assets
| Fund | Type | Domicile | Gross assets | Owners |
|---|---|---|---|---|
| New Harbor Capital Fund Ii, Lp | Private Equity Fund | Delaware | $427M | 62 |
| New Harbor Capital Fund Iii, Lp | Private Equity Fund | Delaware | $128M | 54 |
| New Harbor Manatee Fund A, Lp | Private Equity Fund | Delaware | $69.1M | 4 |
| New Harbor Capital Fund Ii A, Lp | Private Equity Fund | Delaware | $39.3M | 3 |
| New Harbor Capital Fund Iii A, Lp | Private Equity Fund | Delaware | $24.4M | 9 |
| New Harbor Manatee Fund, Lp | Private Equity Fund | Delaware | $15.9M | 14 |
| New Harbor Capital Fund, Lp | Private Equity Fund | Delaware | $5.0M | 54 |
| New Harbor Associates, Llc | Private Equity Fund | Delaware | $562K | 11 |
| New Harbor Capital Fund A, Lp | Private Equity Fund | Delaware | $71.7K | 7 |
People (3)
| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Formolo, Thomas, Joseph | Partner And Elected Manager, New Harbor Capital | Mar 2013 (13y) | 50% – 75% | |
| Lhee, Edward, Michael | Partner And Elected Manager, New Harbor Capital | Mar 2013 (13y) | 25% – 50% | |
| Morgan, Mark, John | Chief Compliance Officer & Chief Financial Officer | Jan 2023 (4y) | Less than 5% |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Private funds (9, $709M gross assets)
| Fund | Type | Gross assets | Min. investment | Owners |
|---|---|---|---|---|
| New Harbor Capital Fund Ii, Lp | Private Equity Fund | $427M | $50.0K | 62 |
| New Harbor Capital Fund Iii, Lp | Private Equity Fund | $128M | $0 | 54 |
| New Harbor Manatee Fund A, Lp | Private Equity Fund | $69.1M | $0 | 4 |
| New Harbor Capital Fund Ii A, Lp | Private Equity Fund | $39.3M | $50.0K | 3 |
| New Harbor Capital Fund Iii A, Lp | Private Equity Fund | $24.4M | $0 | 9 |
| New Harbor Manatee Fund, Lp | Private Equity Fund | $15.9M | $0 | 14 |
| New Harbor Capital Fund, Lp | Private Equity Fund | $5.0M | $50.0K | 54 |
| New Harbor Associates, Llc | Private Equity Fund | $562K | $5.0K | 11 |
| New Harbor Capital Fund A, Lp | Private Equity Fund | $71.7K | $50.0K | 7 |
From Form ADV Section 7.B private fund reporting.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 05/26/2026 | 3.15 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Performance-based fees
Services
- • Portfolio management for pooled investment vehicles
Custody
Firm reports it does not have custody of client funds or securities (Item 9.A).
No custodian data reported or mined yet.
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: May 26, 2026.
View current Form ADV (SEC/IAPD) ↗