Woodstock Wealth Management, Inc.
- Regulatory AUM
- $727M
- Discretionary
- $727M
- Clients
- 1,586
- Avg AUM / client
- $458K
- Accounts
- 2,995
- Employees
- 26
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Apr 01, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 1,438 | $345M | 47.5% |
| High net worth individuals | 116 | $318M | 43.8% |
| Charitable organizations | Fewer than 5 clients | $346K | 0.05% |
| Corporations and other businesses | 32 | $62.7M | 8.63% |
People (26)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| William Jasper Raike | Chief Executive Officer/Chief Compliance Officer | Mar 1995 (31y) | ≈ 0% – 5% via Raike, William, Jasper | |
| Anthony Douglas Branca | President/Chief Operating Officer | Jul 2018 (8y) | Less than 5% | |
| Dawne Ann Ferland | Registered representative | Jun 2018 (8y) | ||
| Ross Edwards Bruner | Registered representative | Jun 2018 (8y) | ||
| David Netkin | Registered representative | Jun 2018 (8y) | ||
| Marjorie Netkin | Registered representative | Jun 2018 (8y) | ||
| Daniel Aaron Mercer | Registered representative | Jun 2018 (8y) | ||
| Jeffrey Jay Hardesty | Registered representative | Jun 2018 (8y) | ||
| Daniel Paul Herrema | Registered representative | Jun 2018 (8y) | ||
| Ruth Ann Barrios | Registered representative | Jun 2018 (8y) | ||
| Curtis Montgomery Minks | Registered representative | Jun 2018 (8y) | ||
| Christopher Scott Tomolonis | Registered representative | Jun 2018 (8y) | ||
| Danny Lee Butcher | Registered representative | Jul 2018 (8y) | ||
| Nile Joseph Steigerwald | Registered representative | Jul 2018 (8y) | ||
| Paul M Cerrato | Registered representative | Jul 2018 (8y) | ||
| William Bruckner | Registered representative | Jul 2018 (8y) | ||
| Richard Jankus | Registered representative | Sep 2018 (8y) | ||
| Patrick John Fitzsimmons | Registered representative | Nov 2018 (8y) | ||
| Scott Darren Fessler | Registered representative | CFP | Dec 2019 (7y) | |
| Marybeth Garry | Registered representative | Dec 2019 (7y) | ||
| David Rich Hall | Registered representative | Jun 2020 (6y) | ||
| Nicholas Ray Casatelli | Registered representative | Jun 2021 (5y) | ||
| Michael A Piccoli | Registered representative | Feb 2022 (5y) | ||
| Parker Josiah Troutner | Registered representative | Aug 2023 (3y) | ||
| Max Edward Levine | Registered representative | Oct 2024 (2y) | ||
| Richard Alexander Girgis | Registered representative | Dec 2025 (1y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Woodstock Holdings Inc. | Owner | Mar 2010 | A | 75% or more |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- William Jasper Raike: 75% – 100% of Raike, William, Jasper × 0% – 5% direct ≈ 0% – 5% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 04/01/2026 | 1.04 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
- • Performance-based fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
- • Selection of other advisers
Custody
Reported custodians
- National Financial Services (Fidelity) $727M (100% of AUM) Apr 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Apr 01, 2026.
View current Form ADV (SEC/IAPD) ↗