Tranquility Partners, Llc
- Regulatory AUM
- $960M
- Discretionary
- $927M
- Clients
- 259
- Avg AUM / client
- $3.7M
- Accounts
- 958
- Employees
- 7
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Aug 03, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 151 | $75.3M | 7.84% |
| High net worth individuals | 103 | $866M | 90.2% |
| Pension and profit sharing plans | 1 | $1.2M | 0.13% |
| Charitable organizations | 2 | $661K | 0.07% |
| Corporations and other businesses | 2 | $16.9M | 1.76% |
People (7)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| James Golladay Baker | Ceo | Oct 2015 (11y) | 50% – 75% | |
| John Kerstan Crawford | Coo/Cco | CFA | Oct 2015 (11y) | 50% – 75% |
| April Dawn Pica | Registered representative | Sep 2016 (10y) | ||
| Jordan Milburn Baker | Registered representative | Jun 2019 (7y) | ||
| Tyler Andrew Cohen | Registered representative | Dec 2021 (5y) | ||
| James G Baker | Registered representative | Apr 2022 (4y) | ||
| Nathaniel M Sems | Registered representative | Apr 2024 (2y) |
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 02/03/2026 | 905 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
Custody
Reported custodians
- Fidelity Brokerage Services $868M (97% of AUM) Feb 2026
- Charles Schwab & Co. $77.1M (9% of AUM) Feb 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Aug 03, 2026.
View current Form ADV (SEC/IAPD) ↗