Capitala Private Advisors, Llc
- Regulatory AUM
- $505M
- Discretionary
- $448M
- Clients
- 12
- Avg AUM / client
- $42.1M
- Accounts
- 12
- Employees
- 16
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Mar 27, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Pooled investment vehicles (non-investment companies) | 4 | $448M | 88.7% |
| Other | 8 | $57.0M | 11.3% |
Private funds (4)
Reported in Form ADV Section 7.B.(1), filing of Dec 2024 · $399M combined gross assets
| Fund | Type | Domicile | Gross assets | Owners |
|---|---|---|---|---|
| Capitalsouth Sbic Fund Iv, L.P. | Private Equity Fund | Delaware | $194M | 52 |
| Capitala Sbic Fund Vi, L.P. | Private Equity Fund | Delaware | $171M | 84 |
| Capitalsouth Partners Fund Iii, L.P. | Private Equity Fund | Delaware | $24.0M | 97 |
| Capitala Private Credit Fund V, L.P. | Private Equity Fund | Delaware | $10.3M | 9 |
People (4)
| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Broyhill, Markham, Hunt | Manager | Dec 2013 (13y) | Less than 5% | |
| Alala, Joseph, Basil | Ceo | Apr 2016 (10y) | Less than 5% | |
| Arnall, Steve | President & Chief Operating Officer | Oct 2019 (7y) | Less than 5% | |
| Koonts, Kevin | Chief Financial Officer | Jul 2021 (5y) | Less than 5% |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Capitala Investment Advisors, Llc | Member | Feb 2016 | A | 75% or more |
| Atlas Capitala Investments, Llc | Member | Dec 2013 | B | ≈ 56.25% – 100% via Capitala Investment Advisors, Llc |
| Capitala Trust | Owner | Dec 2013 | B | ≈ 42.19% – 100% via Atlas Capitala Investments, Llc |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Atlas Capitala Investments, Llc: 75% – 100% of Capitala Investment Advisors, Llc × 75% – 100% direct ≈ 56.25% – 100% of the firm
- Capitala Trust: 75% – 100% of Atlas Capitala Investments, Llc × 75% – 100% of Capitala Investment Advisors, Llc × 75% – 100% direct ≈ 42.19% – 100% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Private funds (4, $399M gross assets)
| Fund | Type | Gross assets | Min. investment | Owners |
|---|---|---|---|---|
| Capitalsouth Sbic Fund Iv, L.P. | Private Equity Fund | $194M | $1.0M | 52 |
| Capitala Sbic Fund Vi, L.P. | Private Equity Fund | $171M | $1.0M | 84 |
| Capitalsouth Partners Fund Iii, L.P. | Private Equity Fund | $24.0M | $50.0K | 97 |
| Capitala Private Credit Fund V, L.P. | Private Equity Fund | $10.3M | $1.0M | 9 |
From Form ADV Section 7.B private fund reporting.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/27/2026 | 2.2 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Performance-based fees
Services
- • Portfolio management for pooled investment vehicles
- • Portfolio management for businesses/institutional clients
Custody
Reported custodians
- Us Bancorp $118M (35% of AUM) Nov 2019
- U.S. Bank $35.4M (7% of AUM) Mar 2026
- Northern Trust $5.4M (1% of AUM) Mar 2021
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 27, 2026.
View current Form ADV (SEC/IAPD) ↗