Moody, Lynn, Lieberson & Walker, Llc
- Regulatory AUM
- $2.4B
- Discretionary
- $2.4B
- Clients
- 550
- Avg AUM / client
- $4.4M
- Accounts
- 1,056
- Employees
- 14
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Mar 25, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| High net worth individuals | 503 | $2.1B | 89.0% |
| Pooled investment vehicles (non-investment companies) | 1 | $13.3M | 0.55% |
| Pension and profit sharing plans | 13 | $125M | 5.18% |
| Charitable organizations | 33 | $127M | 5.26% |
Private funds (1)
Reported in Form ADV Section 7.B.(1), filing of Nov 2024 · $13.2M combined gross assets
| Fund | Type | Domicile | Gross assets | Owners |
|---|---|---|---|---|
| India Wharf Lp | Other Private Fund | Massachusetts | $13.2M | 9 |
People (9)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Gowell, Brian, David | Chief Compliance Officer | Jul 2015 (11y) | Less than 5% | |
| Martin Worthington Lynn | Member | Jul 2015 (11y) | 25% – 50% | |
| Michael Macleod Moody | Member | CFA | Jul 2015 (11y) | 10% – 25% |
| Robert Alan Lieberson | Managing Member | CFA | Jul 2015 (11y) | 25% – 50% |
| David Elisha Walker | Managing Member | CFA | Feb 2017 (10y) | 10% – 25% |
| Michael Thomas Brady | Registered representative | May 2016 (10y) | ||
| Judith Lynn Rowland | Registered representative | May 2016 (10y) | ||
| Eric Ghafar Warasta | Registered representative | CFA | Sep 2017 (9y) | |
| Nicholas James Fitzgerald | Registered representative | CFA | Apr 2020 (6y) |
Undisclosed: 0% – 30% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Private funds (1, $13.2M gross assets)
| Fund | Type | Gross assets | Min. investment | Owners |
|---|---|---|---|---|
| India Wharf Lp | Other Private Fund | $13.2M | $100K | 9 |
From Form ADV Section 7.B private fund reporting.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/25/2026 | 1.23 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for pooled investment vehicles
- • Selection of other advisers
Custody
Reported custodians
- Charles Schwab & Co. $1.6B (66% of AUM) Mar 2026
- State Street $365M (15% of AUM) Mar 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 25, 2026.
View current Form ADV (SEC/IAPD) ↗