Legacy Financial Strategies, Llc
- Regulatory AUM
- $952M
- Discretionary
- $795M
- Clients
- 696
- Avg AUM / client
- $1.4M
- Accounts
- 2,090
- Employees
- 16
AUM over time
Annual snapshots from Form ADV filings · as of Jul 21, 2026
Investments (13F portfolio — 140 positions, $554,172,354)
13F period Mar 31, 2026| # | Issuer | Class | Value | Shares | % of 13F | % of AUM |
|---|---|---|---|---|---|---|
| 1 | Schwab Strategic Tr | US LCAP GR ETF | $84,460,429 | 2,899,431 | 15.2% | 8.87% |
| 2 | Schwab Strategic Tr | US BRD MKT ETF | $65,626,140 | 2,614,587 | 11.8% | 6.89% |
| 3 | Ishares Tr | CORE US AGGBD ET | $46,238,111 | 465,781 | 8.34% | 4.86% |
| 4 | American Centy Etf Tr | INTL EQT ETF | $39,886,772 | 470,141 | 7.2% | 4.19% |
| 5 | American Centy Etf Tr | US LARGE CAP VLU | $38,842,172 | 481,853 | 7.01% | 4.08% |
| 6 | Ishares Tr | EXPND TEC SC ETF | $30,345,658 | 256,060 | 5.48% | 3.19% |
| 7 | Ishares Tr | CORE DIV GRWTH | $29,080,243 | 414,367 | 5.25% | 3.05% |
| 8 | Vanguard Index Fds | TOTAL STK MKT | $16,988,390 | 52,955 | 3.07% | 1.78% |
| 9 | Schwab Strategic Tr | US DIVIDEND EQ | $13,390,940 | 436,471 | 2.42% | 1.41% |
| 10 | Nvidia Corporation | COM | $9,439,898 | 54,128 | 1.7% | 0.99% |
| 11 | Ishares Tr | NATIONAL MUN ETF | $8,210,572 | 77,349 | 1.48% | 0.86% |
| 12 | Apple Inc | COM | $8,054,565 | 31,737 | 1.45% | 0.85% |
| 13 | Vaneck Etf Trust | SEMICONDUCTR ETF | $7,083,711 | 18,476 | 1.28% | 0.74% |
| 14 | State Str Spdr S&P 500 Etf T | TR UNIT | $5,568,864 | 8,563 | 1.0% | 0.58% |
| 15 | Ishares Tr | CORE S&P SCP ETF | $5,071,055 | 40,794 | 0.92% | 0.53% |
| 16 | Invesco Exch Traded Fd Tr Ii | S&P 500 MOMNTM | $4,962,099 | 44,261 | 0.9% | 0.52% |
| 17 | Caterpillar Inc | COM | $4,870,682 | 6,875 | 0.88% | 0.51% |
| 18 | Vanguard Index Fds | S&P 500 ETF SHS | $4,786,210 | 8,010 | 0.86% | 0.5% |
| 19 | Berkshire Hathaway Inc Del | CL B NEW | $4,695,681 | 9,799 | 0.85% | 0.49% |
| 20 | Walmart Inc | COM | $4,179,943 | 33,633 | 0.75% | 0.44% |
| 21 | Microsoft Corp | COM | $3,845,462 | 10,388 | 0.69% | 0.4% |
| 22 | Aflac Inc | COM | $3,625,783 | 33,049 | 0.65% | 0.38% |
| 23 | Atmos Energy Corp | COM | $3,595,894 | 19,467 | 0.65% | 0.38% |
| 24 | Nextera Energy Inc | COM | $3,593,931 | 38,694 | 0.65% | 0.38% |
| 25 | Linde Plc | SHS | $3,306,293 | 6,669 | 0.6% | 0.35% |
Top 25 of 140 positions from the manager's latest Form 13F · source filing (EDGAR) ↗. 13F covers long US-listed positions only. "% of AUM" is share of the firm's total regulatory AUM (Form ADV Item 5.F).
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 331 | $136M | 14.3% |
| High net worth individuals | 304 | $639M | 67.1% |
| Pension and profit sharing plans | 61 | $155M | 16.3% |
| Charitable organizations | Fewer than 5 clients | $8.7M | 0.91% |
| Corporations and other businesses | Fewer than 5 clients | $14.0M | 1.47% |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| Holzhauer 401(k) And Profit Sharing Plan Holzhauer Auto & Truck Sales, Inc. | 2024 | |
| Palmer Mfg & Tank Inc 401(k) Profit Sharing Plan & Trust Palmer Mfg & Tank Inc | 2024 | |
| Kansas City Art Institute Defined Contribution Plan And Tax Deferred Annuity Plan Kansas City Art Institute | 2024 |
People (14)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Michael Voorhees Wren | Controlling Owner / Ceo / Principal / Iar | CFP | Mar 2015 (11y) | 25% – 50% |
| David Patrick Dwyer | Minority Owner / Principal | CFP | Apr 2017 (9y) | 10% – 25% |
| Jacob Andrew Watts | Minority Owner / Principal | CFP | Apr 2017 (9y) | 10% – 25% |
| Christopher David Proctor | Minority Owner / Principal / Chief Financial Officer / Chief Investment Officer | May 2018 (8y) | 10% – 25% | |
| Andrew David Rogers | Minority Owner / Principal | CFP | Nov 2019 (7y) | 5% – 10% |
| Boschert, Bethany, Marae | Chief Compliance Officer | Jun 2024 (2y) | Less than 5% | |
| Samuel Lee Murray | Registered representative | Aug 2016 (10y) | ||
| Joseph Kenneth Nafziger | Registered representative | CFP | Jan 2021 (6y) | |
| Jeffrey Dean Hrabe | Registered representative | CFP | Jan 2022 (5y) | |
| Michelle Le Ann Green | Registered representative | CFP | Jul 2023 (3y) | |
| Bryce Coy | Registered representative | CFP | Jan 2024 (3y) | |
| Brooklyn Rose Maldonado | Registered representative | CFP | Jun 2024 (2y) | |
| Ellea Marie Starkel | Registered representative | CFP | Feb 2025 (1y) | |
| Paige Gordon | Registered representative | Jun 2026 (0y) |
Undisclosed: 0% – 40% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Retirement plans served (3)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Holzhauer 401(k) And Profit Sharing Plan | Holzhauer Auto & Truck Sales, Inc. | 206 | $4.3M | 01/01/2024 |
| Palmer Mfg & Tank Inc 401(k) Profit Sharing Plan & Trust | Palmer Mfg & Tank Inc | 149 | $4.7M | 01/01/2024 |
| Kansas City Art Institute Defined Contribution Plan And Tax Deferred Annuity Plan | Kansas City Art Institute | 122 | $32.1M | 01/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 02/24/2026 | 908 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Pension consulting services
Custody
Reported custodians
- Charles Schwab & Co. $774M (81% of AUM) Feb 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jul 21, 2026.
View current Form ADV (SEC/IAPD) ↗