Hpe Capital Management Ii, Llc
- Regulatory AUM
- $840M
- Discretionary
- $840M
- Clients
- 5
- Avg AUM / client
- $168M
- Accounts
- 5
- Employees
- 6
AUM over time
Annual snapshots from Form ADV filings · as of May 07, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Pooled investment vehicles (non-investment companies) | 5 | $840M | 100.0% |
Private funds (5)
Reported in Form ADV Section 7.B.(1), filing of Mar 2024 · $456M combined gross assets
| Fund | Type | Domicile | Gross assets | Owners |
|---|---|---|---|---|
| Hauser Private Equity Core Fund Iii, Llc | Private Equity Fund | Delaware | $176M | 89 |
| Hauser Private Equity Core Fund Iv Q, Llc | Private Equity Fund | Delaware | $140M | 111 |
| Hauser Private Equity Core Fund Ii, Llc | Private Equity Fund | Delaware | $88.1M | 55 |
| Hpe Private Equity Core Fund 3.5, Llc | Private Equity Fund | Delaware | $43.3M | 15 |
| Hauser Capital Partners, Llc | Private Equity Fund | Delaware | $8.7M | 27 |
People (4)
| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Hauser, Mark, John | Partner/Member | Sep 2015 (11y) | 75% or more | |
| Swanson, Paul, Michael | Partner/Member | Sep 2015 (11y) | 10% – 25% | |
| Riola, Philip, George | Chief Compliance Officer | Mar 2020 (6y) | Less than 5% | |
| Wehby, Jason, Matthew | Contract, Part Time, Cfo | Jan 2021 (6y) | Less than 5% |
Undisclosed: 0% – 15% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Private funds (5, $456M gross assets)
| Fund | Type | Gross assets | Min. investment | Owners |
|---|---|---|---|---|
| Hauser Private Equity Core Fund Iii, Llc | Private Equity Fund | $176M | $1.0M | 89 |
| Hauser Private Equity Core Fund Iv Q, Llc | Private Equity Fund | $140M | $1.0M | 111 |
| Hauser Private Equity Core Fund Ii, Llc | Private Equity Fund | $88.1M | $1.0M | 55 |
| Hpe Private Equity Core Fund 3.5, Llc | Private Equity Fund | $43.3M | $1.0M | 15 |
| Hauser Capital Partners, Llc | Private Equity Fund | $8.7M | $250K | 27 |
From Form ADV Section 7.B private fund reporting.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 05/07/2026 | 2.91 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
Event Detail: SINGLE COUNT: CONSPIRACY TO COMMIT MAIL FRAUD AND HONEST SERVICES MAIL FRAUD (FELONY) Status: Final Disposition: PLED GUILTY 9/21/2020; POSSIBLE SENTENCE OF SIX MONTHS IN PRISON AND $40,000 FINE; SENTENCING 01/21/2021 Summary: MR. HAUSER HAS PLED GUILTY TO CONSPIRING WITH OTHERS TO USE BRIBERY AND OTHER FORMS OF FRAUD TO FALSIFY ACT TEST SCORES TO FACILITATE THE ADMISSION OF HIS DAUGHTER TO COLLEGES AND UNIVERSITIES WITHIN THE DISTRICT OF MASSACHUSETTS AND ELSEWHERE.
Disclosure text reproduced verbatim from the firm's own Form ADV filings.
How they charge
- • Percentage of assets under management
- • Performance-based fees
Services
- • Portfolio management for pooled investment vehicles
Custody
Firm reports it does not have custody of client funds or securities (Item 9.A).
No custodian data reported or mined yet.
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: May 07, 2026.
View current Form ADV (SEC/IAPD) ↗