AUMdb

Rock Solid Investments Llc

State-registered Wealth Manager · Boutique (under $100M) CRD 283721 · · RSIADVISORS.COM
☆ Save with Pro ADV data as of Feb 03, 2026
Regulatory AUM
$4.8M
Discretionary
$4.8M
Clients
13
Avg AUM / client
$368K
Accounts
14
Employees
1

Who they serve

Client typeClientsAUM% of AUM
Individuals (non-high net worth) 12 $2.9M 60.2%
High net worth individuals 1 $1.9M 39.8%

People (1)

roster as of Jul 20, 2026
NameRole / titleCredentialsWith firm sinceOwnership
Christopher Lawrence Rockwell Registered representative Jul 2016 (10y)

Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.

Documents (1 archived)

FormPeriodSize
Form ADV (full filing) 02/03/2026 984 KB View · PDF · Source ↗

Archived copies of the firm's regulatory filings, versioned by content hash.

Disciplinary disclosures

No disciplinary events reported on the firm's latest Form ADV filing.

How they charge

  • Percentage of assets under management
  • Hourly charges
  • Fixed fees
  • Performance-based fees

Services

  • Financial planning services
  • Portfolio management for individuals/small businesses
  • Market timing services
  • Educational seminars/workshops

Custody

Firm reports it does not have custody of client funds or securities (Item 9.A).

No custodian data reported or mined yet.

Source

All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Feb 03, 2026.

View current Form ADV (SEC/IAPD) ↗