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Wealth Manager · Mid-sized ($1B–$10B)
CRD 283726
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ADV data as of Oct 22, 2025
- Regulatory AUM
- $4.0B
- Discretionary
- $3.0B
- Clients
- 904
- Avg AUM / client
- $4.4M
- Accounts
- 3,334
- Employees
- 15
AUM over time
$142M
$4.0B
Aug 2016
Oct 2025
Annual snapshots from Form ADV filings · as of Oct 22, 2025
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 146 | $59.2M | 1.47% |
| High net worth individuals | 691 | $2.9B | 72.7% |
| Pension and profit sharing plans | 52 | $673M | 16.7% |
| Charitable organizations | 10 | $357M | 8.89% |
| Other investment advisers | 4 | $7.2M | 0.18% |
| Other | 1 | $1.2K | 0.0% |
Disciplinary disclosures
This firm answered "yes" to a disciplinary item on its latest filing. Detailed disclosure pages for this filing have not been imported yet — see the source filing below.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
- • Other fees
- • % OF ASSETS UNDER ADVISEMENT
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
- • Pension consulting services
- • Selection of other advisers
Custody
Reported custodians
- Charles Schwab & Co. $2.5B (63% of AUM) Oct 2025
- Fidelity Investments $478M (12% of AUM) Oct 2025
- Vanguard $457M (11% of AUM) Oct 2025
- Pershing $84.0M (4% of AUM) Mar 2023
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Oct 22, 2025.