St. James Investment Advisors, Llc
- Regulatory AUM
- $512M
- Discretionary
- $59.4M
- Clients
- 138
- Avg AUM / client
- $3.7M
- Accounts
- 2,017
- Employees
- 7
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Feb 18, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 95 | $14.0M | 2.74% |
| High net worth individuals | 29 | $33.0M | 6.46% |
| Pension and profit sharing plans | 8 | $12.3M | 2.4% |
| Other investment advisers | 5 | $452M | 88.4% |
| Corporations and other businesses | 1 | $17.5K | 0.0% |
People (5)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Brian Christopher Mark | Managing Member & Portfolio Manager | Apr 2016 (10y) | 75% or more | |
| Abbonizio, Jennifer, Ann | Chief Compliance Officer | Feb 2018 (9y) | Less than 5% | |
| John Andrew Spicciatie | Executive Director | Jan 2019 (8y) | Less than 5% | |
| Matthew Stephen Wypyski | Registered representative | Jun 2021 (5y) | ||
| Jonathan Troy Reid | Registered representative | Mar 2024 (2y) |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 02/18/2026 | 985 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
Services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
- • Pension consulting services
- • Other services
Custody
Reported custodians
- Charles Schwab & Co. $59.4M (12% of AUM) Feb 2026
- Pershing $28.9M (42% of AUM) Oct 2024
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Feb 18, 2026.
View current Form ADV (SEC/IAPD) ↗