Burnham Sterling Asset Management Llc
- Regulatory AUM
- $207M
- Discretionary
- $207M
- Clients
- 1
- Avg AUM / client
- $207M
- Accounts
- 1
- Employees
- 6
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Mar 31, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Pooled investment vehicles (non-investment companies) | 1 | $207M | 100.0% |
Private funds (1)
Reported in Form ADV Section 7.B.(1), filing of Jul 2024 · $200M combined gross assets
| Fund | Type | Domicile | Gross assets | Owners |
|---|---|---|---|---|
| Saffa Fund I, Lp | Private Equity Fund | Delaware | $200M | 7 |
People (2)
| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Lee, Joonho | Vice President/Chief Compliance Officer | Dec 2015 (11y) | Less than 5% | |
| Morgan, Michael, Dickey | Executive Managing Director | Dec 2015 (11y) | Less than 5% |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Bsam Holdings Llc | Sole Owner | Dec 2022 | A | 75% or more |
| Burnham Holdings Llc | Managing Member | Dec 2022 | B | ≈ 56.25% – 100% via Bsam Holdings Llc |
| Michael Dickey Morgan Revocable Living Trust | Managing Member | Jan 2019 | B | ≈ 42.19% – 100% via Burnham Holdings Llc |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Burnham Holdings Llc: 75% – 100% of Bsam Holdings Llc × 75% – 100% direct ≈ 56.25% – 100% of the firm
- Michael Dickey Morgan Revocable Living Trust: 75% – 100% of Burnham Holdings Llc × 75% – 100% of Bsam Holdings Llc × 75% – 100% direct ≈ 42.19% – 100% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Private funds (1, $200M gross assets)
| Fund | Type | Gross assets | Min. investment | Owners |
|---|---|---|---|---|
| Saffa Fund I, Lp | Private Equity Fund | $200M | $25.0M | 7 |
From Form ADV Section 7.B private fund reporting.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/31/2026 | 1.25 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Performance-based fees
Services
- • Portfolio management for pooled investment vehicles
- • Portfolio management for businesses/institutional clients
Custody
Firm reports having custody of client funds or securities (Item 9.A).
No custodian data reported or mined yet.
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 31, 2026.
View current Form ADV (SEC/IAPD) ↗