Xa Investments Llc
- Regulatory AUM
- $866M
- Discretionary
- $866M
- Clients
- 3
- Avg AUM / client
- $289M
- Accounts
- 3
- Employees
- 15
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Mar 17, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Investment companies | 3 | $866M | 100.0% |
People (6)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Brombach, Theodore, Joseph | Co Ceo | Apr 2016 (10y) | 50% – 75% of Xms Holdings Llc (indirect) | |
| Flynn, Kimberly, Ann | Managing Director | Apr 2016 (10y) | Less than 5% | |
| Spence, John, Flinn | Co Ceo | Apr 2016 (10y) | 50% – 75% of Xms Holdings Llc (indirect) | |
| Mcculloch, Benjamin, David | Managing Director And General Counsel And Cco | Mar 2021 (5y) | Less than 5% | |
| Luke Kelly Gaskill | Registered representative | May 2025 (1y) | ||
| Lauren Kathleen Hering | Registered representative | Jun 2025 (1y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Xms Asset Management Llc | Member | Apr 2016 | A | 75% or more |
| Xms Holdings Llc | Member | Apr 2016 | B | 75% or more of Xms Asset Mangement Llc (indirect) |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/17/2026 | 979 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
Services
- • Portfolio management for investment companies
Custody
Firm reports it does not have custody of client funds or securities (Item 9.A).
No custodian data reported or mined yet.
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 17, 2026.
View current Form ADV (SEC/IAPD) ↗