Ttp Investments, Inc.
- Regulatory AUM
- $571M
- Discretionary
- $571M
- Clients
- 382
- Avg AUM / client
- $1.5M
- Accounts
- 1,038
- Employees
- 3
AUM over time
Annual snapshots from Form ADV filings · as of Mar 25, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 226 | $70.0M | 12.3% |
| High net worth individuals | 155 | $500M | 87.6% |
| Charitable organizations | 1 | $679K | 0.12% |
People (4)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Harris Wayne Willner | President & Owner | Feb 2016 (11y) | 75% or more | |
| Harrison Clay Willner | Owner | Jun 2016 (10y) | 10% – 25% | |
| Ludwig, Steven, Charles | Chief Compliance Officer | Mar 2023 (3y) | Less than 5% | |
| Peter M Ta | Registered representative | Oct 2023 (3y) |
Undisclosed: 0% – 15% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/25/2026 | 909 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Other fees
- • FOR CLIENTS WHOSE MONEY WE DO NOT MANAGE - VERY INFREQUENT
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
Custody
Reported custodians
- Fidelity Brokerage Services $571M (100% of AUM) Mar 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 25, 2026.
View current Form ADV (SEC/IAPD) ↗