Seabird Financial Corporation
- Regulatory AUM
- $419M
- Discretionary
- $419M
- Clients
- 57
- Avg AUM / client
- $7.4M
- Accounts
- 295
- Employees
- 6
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Apr 20, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 18 | $16.3M | 3.89% |
| High net worth individuals | 26 | $74.4M | 17.8% |
| State or municipal government entities | 1 | $8.7M | 2.08% |
| Other investment advisers | 4 | $297M | 70.8% |
| Corporations and other businesses | 8 | $22.8M | 5.43% |
People (5)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Arch Laurence Peregoff | Founder/Chief Compliance Officer | Jun 2016 (10y) | 50% – 75% | |
| Joseph Nicholas Di Scala | Managing Partner | CFA | May 2020 (6y) | 25% – 50% |
| Stefan Michael Haberer | Registered representative | Jul 2020 (6y) | ||
| Shiv Hitesh Amin | Registered representative | Nov 2022 (4y) | ||
| Marcus Andres O'leary | Registered representative | Oct 2023 (3y) |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 04/20/2026 | 909 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Performance-based fees
Services
- • Portfolio management for individuals/small businesses
Custody
Reported custodians
- Fidelity Brokerage Services $225M (54% of AUM) Apr 2026
- Charles Schwab & Co. $184M (44% of AUM) Apr 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Apr 20, 2026.
View current Form ADV (SEC/IAPD) ↗