Pax Financial Group, Llc
- Regulatory AUM
- $747M
- Discretionary
- $747M
- Clients
- 1,350
- Avg AUM / client
- $553K
- Accounts
- 3,900
- Employees
- 22
AUM over time
Annual snapshots from Form ADV filings · as of Jun 25, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 1,176 | $351M | 47.0% |
| High net worth individuals | 174 | $396M | 53.0% |
People (20)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Darryl Walter Lyons | Ceo, Managing Member | CFP Chartered Financial Consultant | Jan 2007 (20y) | 25% – 50% |
| Joseph Roeber Schuetze | Cofounder, Managing Member | Jan 2007 (20y) | 25% – 50% | |
| Elliott, Justin, Paul | Member | Jan 2016 (11y) | Less than 5% | |
| Laura Leigh Simpson | Member | CFP | Jun 2016 (10y) | Less than 5% |
| Bryan Anthony Wing | Member | CFP | Jun 2016 (10y) | Less than 5% |
| Janise Margot Brooks | President | Jun 2016 (10y) | 5% – 10% | |
| David K Alvarez | Member | CFP | Sep 2019 (7y) | Less than 5% |
| Gery Joseph Sadzewicz | Chief Compliance Officer | Jun 2020 (6y) | Less than 5% | |
| Roger Glen Stukkie | Member | CFP Chartered Financial Consultant | Oct 2020 (6y) | Less than 5% |
| Jonathon Michael Fitz Simon | Member | Mar 2022 (4y) | Less than 5% | |
| Jennifer Haley Wall | Member | Aug 2022 (4y) | Less than 5% | |
| Clouston, Christy, Duke | Member | Jan 2023 (4y) | Less than 5% | |
| Charles Rienaldo Garcia | Registered representative | CFP | Feb 2019 (7y) | |
| Monica S. Cervantes | Registered representative | May 2021 (5y) | ||
| Jacob Keith Campbell | Registered representative | CFP | Apr 2022 (4y) | |
| Ronald Paul Zunker | Registered representative | Jun 2022 (4y) | ||
| Meghan Marie Tapia | Registered representative | Dec 2024 (2y) | ||
| Sandra Elodia Justin | Registered representative | Jul 2025 (1y) | ||
| Joshua Erastus Young | Registered representative | CFA | Apr 2026 (0y) | |
| Daniel Stephen Reller | Registered representative | Jun 2026 (0y) |
Undisclosed: 0% – 45% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 06/25/2026 | 1.03 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Fixed fees
- • Other fees
- • A PERCENTAGE OF ASSETS UNDER PONTERA ADVISORY
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Selection of other advisers
- • Educational seminars/workshops
- • Other services
Custody
Reported custodians
- Charles Schwab & Co. $726M (97% of AUM) Jun 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jun 25, 2026.
View current Form ADV (SEC/IAPD) ↗