5 C Capital Management, Llc
- Regulatory AUM
- $648M
- Discretionary
- $619M
- Clients
- 552
- Avg AUM / client
- $1.2M
- Accounts
- 1,897
- Employees
- 7
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Mar 17, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 345 | $123M | 18.9% |
| High net worth individuals | 166 | $505M | 78.0% |
| Pension and profit sharing plans | 17 | $15.8M | 2.43% |
| Charitable organizations | 7 | $329K | 0.05% |
| Corporations and other businesses | 17 | $3.9M | 0.6% |
People (9)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Craig R Marson | Cco, Principal, Director Of Financial Planning | Jun 2016 (10y) | 25% – 50% | |
| Michael Robert Sanders | Principal, Chief Investment Officer | Jun 2016 (10y) | 25% – 50% | |
| Kevin J Mccabe | Principal, Portfolio Manager | Jan 2021 (6y) | 10% – 25% | |
| Walsh, Nicholas, Wilfrid | Principal, Director Of Research | Oct 2024 (2y) | 10% – 25% | |
| Curtis Randall Brooks | Registered representative | CFP Chartered Financial Consultant | Apr 2017 (9y) | |
| Brandon Troy Velez | Registered representative | Jun 2022 (4y) | ||
| Asher Konigsberg | Registered representative | Jan 2026 (1y) | ||
| Michael Cardone Duvally | Registered representative | Jan 2026 (1y) | ||
| Susan Jean Hunter | Registered representative | CFP | Jan 2026 (1y) |
Undisclosed: 0% – 30% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/17/2026 | 945 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
- • Commissions
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
- • Pension consulting services
- • Selection of other advisers
- • Educational seminars/workshops
Custody
Reported custodians
- Charles Schwab & Co. $510M (79% of AUM) Mar 2026
- RBC $88.9M (14% of AUM) Mar 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 17, 2026.
View current Form ADV (SEC/IAPD) ↗