Kaplan, Brilliant And Fransko, Llc
State-registered
Wealth Manager · Boutique (under $100M)
CRD 284252
· Ann Arbor, MI
· WWW.FACEBOOK.COM
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ADV data as of Mar 30, 2026
- Regulatory AUM
- $76.5M
- Discretionary
- $76.5M
- Clients
- 123
- Avg AUM / client
- $622K
- Accounts
- 517
- Employees
- 6
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 106 | $35.1M | 45.9% |
| High net worth individuals | 17 | $41.4M | 54.1% |
People (6)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Michael Truman Kaplan | Registered representative | Oct 2016 (10y) | ||
| Stephen Marcus Morman | Registered representative | Oct 2016 (10y) | ||
| Alan Jason Brilliant | Registered representative | Oct 2016 (10y) | ||
| David Lewis Fransko | Registered representative | Oct 2016 (10y) | ||
| Cyril Stephen White | Registered representative | Jul 2022 (4y) | ||
| Chandler Randall Smith | Registered representative | Feb 2025 (1y) |
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/30/2026 | 1.28 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
Custody
Reported custodians
- Fidelity Distributors Company Llc $40.3M (53% of AUM) Mar 2026
- Tiaa Cref Individual & Institutional Services, Llc $36.2M (47% of AUM) Mar 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 30, 2026.
View current Form ADV (SEC/IAPD) ↗