Great Elm Capital Management, Llc
- Regulatory AUM
- $346M
- Discretionary
- $346M
- Clients
- 3
- Avg AUM / client
- $115M
- Accounts
- 3
- Employees
- 21
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Mar 24, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Business development companies | 1 | $333M | 96.2% |
| Pooled investment vehicles (non-investment companies) | 2 | $13.2M | 3.82% |
Private funds (3)
Reported in Form ADV Section 7.B.(1), filing of Sep 2024 · $22.1M combined gross assets
| Fund | Type | Domicile | Gross assets | Owners |
|---|---|---|---|---|
| Great Elm Credit Income Fund, Llc | Hedge Fund | Delaware | $14.7M | 14 |
| Great Elm Opportunities Fund I, Lp Series D | Hedge Fund | Delaware | $7.1M | 2 |
| Great Elm Opportunities Fund I, Lp Series A | Hedge Fund | Delaware | $204K | 9 |
People (5)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Kleinman, Adam | Chief Compliance Officer And General Counsel | Sep 2017 (9y) | Less than 5% | |
| Davis, Keri | Chief Finanical Officer | Mar 2019 (7y) | Less than 5% | |
| Milz, Nichole, Painter | Chief Operating Officer | Sep 2022 (4y) | Less than 5% | |
| Kaplan, Matthew, Dov | President | Sep 2023 (3y) | Less than 5% | |
| Paul Alotta | Registered representative | Oct 2022 (4y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Great Elm Group, Inc. | Sole Shareholder | Dec 2020 | A | 75% or more |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Private funds (3, $22.1M gross assets)
| Fund | Type | Gross assets | Min. investment | Owners |
|---|---|---|---|---|
| Great Elm Credit Income Fund, Llc | Hedge Fund | $14.7M | $1.0M | 14 |
| Great Elm Opportunities Fund I, Lp Series D | Hedge Fund | $7.1M | $0 | 2 |
| Great Elm Opportunities Fund I, Lp Series A | Hedge Fund | $204K | $0 | 9 |
From Form ADV Section 7.B private fund reporting.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/24/2026 | 1.17 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Performance-based fees
- • Other fees
- • REIMBURSEMENT OF ADMINISTRATION COSTS AND OVERHEAD
Services
- • Portfolio management for investment companies
- • Portfolio management for pooled investment vehicles
Custody
Firm reports having custody of client funds or securities (Item 9.A).
No custodian data reported or mined yet.
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 24, 2026.
View current Form ADV (SEC/IAPD) ↗