Shepard Wealth Management, Llc
- Regulatory AUM
- $80.1M
- Discretionary
- $34.9M
- Clients
- 108
- Avg AUM / client
- $741K
- Accounts
- 108
- Employees
- 3
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 91 | $18.9M | 23.6% |
| High net worth individuals | 9 | $16.0M | 20.0% |
| Pension and profit sharing plans | 8 | $45.1M | 56.4% |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| Shamrock Cabinet And Fixture Corporation 401(k) Profit Sharing Plan Shamrock Cabinet & Fixture Corporation | 2024 | |
| Questec 401(k) Defined Contribution Retirement Plan Questec Constructors, Inc. | 2024 |
People (3)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Daniel Edward Shepard | Registered representative | Sep 2016 (10y) | ||
| Michael Brenton Murff | Registered representative | Sep 2020 (6y) | ||
| Andrew Scott Matz | Registered representative | Jul 2025 (1y) |
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Retirement plans served (2)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Shamrock Cabinet And Fixture Corporation 401(k) Profit Sharing Plan | Shamrock Cabinet & Fixture Corporation | 119 | $5.9M | 01/01/2024 |
| Questec 401(k) Defined Contribution Retirement Plan | Questec Constructors, Inc. | 314 | $28.7M | 01/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 01/30/2026 | 1.06 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Pension consulting services
- • Educational seminars/workshops
Custody
Reported custodians
- Fidelity Brokerage Services $27.2M (34% of AUM) Jan 2026
- Charles Schwab & Co. $18.9M (24% of AUM) Jan 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jan 30, 2026.
View current Form ADV (SEC/IAPD) ↗