Plan & Act Pension Advisors
State-registered
Institutional / Pension Advisor · Boutique (under $100M)
CRD 284453
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· www.thepension401k.com
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ADV data as of Apr 01, 2026
- Regulatory AUM
- $8.0M
- Discretionary
- $8.0M
- Clients
- 14
- Avg AUM / client
- $575K
- Accounts
- 14
- Employees
- 3
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Pension and profit sharing plans | 14 | $8.0M | 100.0% |
People (3)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Cameron Brig Moore | Registered representative | Feb 2025 (1y) | ||
| Christopher Luke Szymczak Tanner | Registered representative | May 2025 (1y) | ||
| Robert James Schumann | Registered representative | CFP | May 2025 (1y) |
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 04/01/2026 | 1.04 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
Services
- • Financial planning services
- • Pension consulting services
- • Educational seminars/workshops
Custody
Reported custodians
- Matrix Trust Company $3.4M (42% of AUM) Apr 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Apr 01, 2026.
View current Form ADV (SEC/IAPD) ↗