Old Peak Limited
- Regulatory AUM
- $1.3B
- Discretionary
- $1.3B
- Clients
- 8
- Avg AUM / client
- $166M
- Accounts
- 8
- Employees
- 10
AUM over time
Annual snapshots from Form ADV filings · as of Apr 30, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Pooled investment vehicles (non-investment companies) | 8 | $1.3B | 100.0% |
Private funds (3)
Reported in Form ADV Section 7.B.(1), filing of Oct 2024 · $481M combined gross assets
| Fund | Type | Domicile | Gross assets | Owners |
|---|---|---|---|---|
| Op Master Fund Ltd. master | Hedge Fund | Cayman Islands | $252M | 8 |
| Pcm Lp | Hedge Fund | British Virgin Islands | $157M | 3 |
| Penta Japan Value Fund Lp | Hedge Fund | British Virgin Islands | $72.4M | 9 |
People (4)
| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Zwaanstra, John | Chief Investment Officer/ Director | Nov 1999 (27y) | 75% or more of Modesto Corporation (indirect) | |
| Pridjian, John, Vaughn | Chief Financial Officer / Chief Compliance Officer/ Director | May 2004 (22y) | Less than 5% | |
| Szeto, Eric, Tsun | Director | Dec 2020 (6y) | Less than 5% | |
| Moore, Michael, William | Director | Jul 2023 (3y) | Less than 5% |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Old Peak Group Ltd. | Shareholder | Aug 2016 | A | 75% or more |
| Opg Holdings Llc | Shareholder | Aug 2016 | B | ≈ 56.25% – 100% via Old Peak Group Ltd. |
| Modesto Corporation | Managing Member | Jun 2016 | B | GP / trustee / elected manager of Opg Holdings Llc (indirect) |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Opg Holdings Llc: 75% – 100% of Old Peak Group Ltd. × 75% – 100% direct ≈ 56.25% – 100% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Private funds (3, $481M gross assets)
| Fund | Type | Gross assets | Min. investment | Owners |
|---|---|---|---|---|
| Op Master Fund Ltd. | Hedge Fund | $252M | $5.0M | 8 |
| Pcm Lp | Hedge Fund | $157M | $5.0M | 3 |
| Penta Japan Value Fund Lp | Hedge Fund | $72.4M | $1.0M | 9 |
From Form ADV Section 7.B private fund reporting.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 04/30/2026 | 1.71 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
Event Detail: AS PART OF A PRE-EXISTING AND PENDING CASE AGAINST GOLDMAN SACHS, INC. AND ITS AFFILIATES (THAT PER MEDIA REPORTS WAS IN SETTLEMENT NEGOTIATIONS), THE ATTORNEY-GENERAL'S CHAMBERS, MALAYSIA ON AUGUST 9TH 2019 FILED ADDITIONAL CHARGES UNDER SECTIONS 179 AND 367(1) OF THE MALAYSIAN CAPITAL MARKETS AND SERVICES ACT, 2007 (CMSA) AGAINST 17 CURRENT AND FORMER DIRECTORS OF AFFILIATES OF GOLDMAN SACHS. THESE CHARGES INCLUDED FREDERICK TOWFIGH (A DIRECTOR OF OP MASTER FUND LIMITED AND OLD PEAK ASIA FUND). THE ALLEGATIONS RELATE TO STATEMENTS MADE ON MAY 12TH, 2012 OFFERING CIRCULAR FOR A NOTE WHEREIN GOLDMAN SACHS INTERNATIONAL WAS THE UNDERWRITER (BOOKRUNNER AND ARRANGER). THE CHARGES AGAINST MR. TOWNFIGH WERE DISMISSED IN 2020 AND THEY DID NOT INVOLVE OLD PEAK, AS THE CHARGES RELATE TO PERIODS OF TIME BEFORE MR. TOWFIGH WAS AFFILIATED WITH OLD PEAK. Status: Final Disposition: NO PLEA HAS BEEN ENTERED. AT THE TIME OF THIS FILING, IT WAS OLD PEAK'S UNDERSTANDING THAT MR. TOWFIGH WAS NOT INVOLVED IN THE UNDERWRITING.
Disclosure text reproduced verbatim from the firm's own Form ADV filings.
How they charge
- • Percentage of assets under management
- • Performance-based fees
Services
- • Portfolio management for pooled investment vehicles
Custody
Reported custodians
- Merrill Lynch $67.3M (8% of AUM) Aug 2019
- Credit Suisse Securities (Usa) Llc $49.3M (6% of AUM) Aug 2019
- Goldman Sachs $40.0M (5% of AUM) Aug 2019
- UBS $25.4M (3% of AUM) Aug 2019
- J.P. Morgan $21.0M (2% of AUM) Aug 2019
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Apr 30, 2026.
View current Form ADV (SEC/IAPD) ↗