Capital Asset Management, Llc
- Regulatory AUM
- $209M
- Discretionary
- $173M
- Clients
- 162
- Avg AUM / client
- $1.3M
- Accounts
- 340
- Employees
- 5
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Mar 23, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 114 | $30.2M | 14.4% |
| High net worth individuals | 46 | $143M | 68.4% |
| Pension and profit sharing plans | 2 | $35.8M | 17.1% |
People (4)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Matthew David Hickey | Managing Member (Sole)/Chief Compliance Officer | Jul 2016 (10y) | 75% or more | |
| Joseph Charles Maslowski | Registered representative | Feb 2018 (8y) | ||
| Kathleen Diane Osborne Davis | Registered representative | Jun 2019 (7y) | ||
| Chad Gregory Hume | Registered representative | Feb 2026 (1y) |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/23/2026 | 943 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Fixed fees
Services
- • Portfolio management for individuals/small businesses
- • Pension consulting services
- • Selection of other advisers
Custody
Reported custodians
- Fidelity Brokerage Services $152M (73% of AUM) Mar 2026
- J.P. Morgan $21.5M (10% of AUM) Mar 2026
- Sei Investments Distribution Co. $7.3M (7% of AUM) Aug 2022
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 23, 2026.
View current Form ADV (SEC/IAPD) ↗