Colarion Llc
- Regulatory AUM
- $188M
- Discretionary
- $186M
- Clients
- 96
- Avg AUM / client
- $2.0M
- Accounts
- 148
- Employees
- 3
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Mar 20, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 41 | $10.5M | 5.55% |
| High net worth individuals | 54 | $149M | 79.1% |
| Pooled investment vehicles (non-investment companies) | 1 | $8.2M | 4.35% |
| Charitable organizations | Fewer than 5 clients | $15.7M | 8.33% |
| Corporations and other businesses | Fewer than 5 clients | $5.0M | 2.67% |
Private funds (1)
Reported in Form ADV Section 7.B.(1), filing of Sep 2024 · $3.9M combined gross assets
| Fund | Type | Domicile | Gross assets | Owners |
|---|---|---|---|---|
| Mint Financial Sector Fund, Lp | Private Equity Fund | Delaware | $3.9M | 10 |
People (3)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Samuel Drayton Haskell | Managing Member/Cco | Apr 2017 (9y) | 75% or more | |
| David Jackson | Registered representative | CFP | Jan 2024 (3y) | |
| Jon E Gauthier | Registered representative | CFP | Jan 2024 (3y) |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Private funds (1, $3.9M gross assets)
| Fund | Type | Gross assets | Min. investment | Owners |
|---|---|---|---|---|
| Mint Financial Sector Fund, Lp | Private Equity Fund | $3.9M | $250K | 10 |
From Form ADV Section 7.B private fund reporting.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/20/2026 | 1.17 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for pooled investment vehicles
- • Pension consulting services
- • Publication of periodicals or newsletters
- • Educational seminars/workshops
Custody
Reported custodians
- Charles Schwab & Co. $108M (57% of AUM) Mar 2026
- Interactive Brokers $37.0M (20% of AUM) Mar 2026
- RBC $35.5M (19% of AUM) Mar 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 20, 2026.
View current Form ADV (SEC/IAPD) ↗