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Investment Adviser · Small ($100M–$1B)
CRD 284720
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ADV data as of Mar 31, 2025
- Regulatory AUM
- $185M
- Discretionary
- $185M
- Clients
- 9
- Avg AUM / client
- $20.5M
- Accounts
- 9
- Employees
- 7
AUM over time
$0
$914M
Aug 10, 2016
Mar 31, 2025
Reported AUM from Form ADV filings, plotted by filing date · as of Mar 31, 2025
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| High net worth individuals | 4 | $1.1M | 0.59% |
| Corporations and other businesses | 5 | $184M | 99.4% |
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Fixed fees
Services
- • Portfolio management for businesses/institutional clients
Custody
Reported custodians
- Northern Trust $184M (99% of AUM) Mar 2025
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 31, 2025.