Trail Ridge Investment Advisors, Llc
- Regulatory AUM
- $353M
- Discretionary
- $346M
- Clients
- 230
- Avg AUM / client
- $1.5M
- Accounts
- 465
- Employees
- 11
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Mar 09, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 107 | $49.0M | 13.9% |
| High net worth individuals | 51 | $193M | 54.6% |
| Charitable organizations | 3 | $10.7M | 3.03% |
| Insurance companies | 1 | $14.8M | 4.19% |
| Other | 68 | $85.8M | 24.3% |
People (9)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| David Chadwick Jones | Chief Planning Officer | CFP | Sep 2016 (10y) | 10% – 25% |
| Jeffrey Blaine Kadavy | Chief Compliance Officer | Jan 2017 (10y) | 25% – 50% | |
| Peter Bowen Loritz | Principal | Feb 2017 (10y) | 10% – 25% | |
| Mark Kenneth Kerwood | Investment Strategist | CFA | Mar 2017 (9y) | 10% – 25% |
| Zipser, Jacqueline, C | Board Member | Mar 2017 (9y) | 10% – 25% | |
| David Charles Jordan | Chief Investment Officer | CFA | Apr 2018 (8y) | Less than 5% |
| Jennifer Collins Sherman | Registered representative | CFP | Jul 2020 (6y) | |
| David Andrew Trigg | Registered representative | Feb 2022 (5y) | ||
| Jack Eugene Mannschreck | Registered representative | Apr 2024 (2y) |
Undisclosed: 0% – 35% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/09/2026 | 1.03 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Other fees
- • FINANCIAL PLANNING SUBSCRIPTION FEES
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
Custody
Reported custodians
- National Financial Services (Fidelity) $331M (94% of AUM) Mar 2026
- Charles Schwab & Co. $108M (43% of AUM) Mar 2024
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 09, 2026.
View current Form ADV (SEC/IAPD) ↗