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Investment Adviser · Boutique (under $100M)
CRD 284838
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ADV data as of Mar 30, 2026
- Regulatory AUM
- $19.7M
- Discretionary
- $19.7M
- Clients
- 3
- Avg AUM / client
- $6.6M
- Accounts
- 3
- Employees
- 2
AUM over time
$19.7M
$367M
Aug 4, 2016
Mar 30, 2026
Reported AUM from Form ADV filings, plotted by filing date · as of Mar 30, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Business development companies | 1 | $14.8M | 74.7% |
| Pooled investment vehicles (non-investment companies) | 2 | $5.0M | 25.3% |
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Fixed fees
- • Performance-based fees
Services
- • Portfolio management for investment companies
- • Other services
Custody
Firm reports it does not have custody of client funds or securities (Item 9.A).
No custodian data reported or mined yet.
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 30, 2026.