Colonial River Investments, Llc
- Regulatory AUM
- $464M
- Discretionary
- $464M
- Clients
- 1,798
- Avg AUM / client
- $258K
- Accounts
- 1,799
- Employees
- 21
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Mar 31, 2026
Investments (13F portfolio — 229 positions, $279,194,023)
13F period Mar 31, 2026| # | Issuer | Class | Value | Shares | % of 13F | % of AUM |
|---|---|---|---|---|---|---|
| 1 | Nvidia Corporation | COM | $19,001,702 | 108,955 | 6.81% | 4.09% |
| 2 | Putnam Etf Trust | FOCUSED LAR CAP | $13,896,800 | 299,500 | 4.98% | 2.99% |
| 3 | Apple Inc | COM | $12,428,512 | 48,972 | 4.45% | 2.68% |
| 4 | Invesco Exch Traded Fd Tr Ii | S&P 500 REVENUE | $12,158,136 | 105,806 | 4.35% | 2.62% |
| 5 | Microsoft Corp | COM | $10,140,683 | 27,395 | 3.63% | 2.18% |
| 6 | Invesco Exch Traded Fd Tr Ii | 500 QVM MULTI | $9,878,977 | 258,172 | 3.54% | 2.13% |
| 7 | Invesco Exch Traded Fd Tr Ii | S&P 500 MOMNTM | $7,908,169 | 70,539 | 2.83% | 1.7% |
| 8 | Amazon Com Inc | COM | $7,397,959 | 35,521 | 2.65% | 1.59% |
| 9 | Meta Platforms Inc | CL A | $6,263,490 | 10,948 | 2.24% | 1.35% |
| 10 | Palantir Technologies Inc | CL A | $5,226,584 | 35,730 | 1.87% | 1.13% |
| 11 | Broadcom Inc | COM | $4,392,482 | 14,192 | 1.57% | 0.95% |
| 12 | Tesla Inc | COM | $4,183,823 | 11,254 | 1.5% | 0.9% |
| 13 | Alphabet Inc | CAP STK CL A | $3,961,026 | 13,775 | 1.42% | 0.85% |
| 14 | Invesco Actively Managed Exc | TOTAL RETURN | $3,644,966 | 77,834 | 1.31% | 0.78% |
| 15 | Capital Group Growth Etf | SHS CREATION UNI | $3,527,112 | 87,761 | 1.26% | 0.76% |
| 16 | Taiwan Semiconductor Manufac | SPONSORED ADS | $3,384,231 | 10,014 | 1.21% | 0.73% |
| 17 | Alphabet Inc | CAP STK CL C | $3,346,509 | 11,666 | 1.2% | 0.72% |
| 18 | Exxon Mobil Corp | COM | $3,277,831 | 19,320 | 1.17% | 0.71% |
| 19 | Oracle Corp | COM | $3,116,526 | 21,185 | 1.12% | 0.67% |
| 20 | Invesco Actively Managed Exc | AAA CLO FLTNG RT | $2,851,620 | 111,784 | 1.02% | 0.61% |
| 21 | Walmart Inc | COM | $2,757,118 | 22,185 | 0.99% | 0.59% |
| 22 | Applovin Corp | COM CL A | $2,559,936 | 6,432 | 0.92% | 0.55% |
| 23 | Invesco Actively Managed Exc | ULTRA SHRT DUR | $2,323,112 | 46,351 | 0.83% | 0.5% |
| 24 | Nebius Group N.V. | SHS CLASS A | $2,263,732 | 21,817 | 0.81% | 0.49% |
| 25 | Pacer Fds Tr | DATA & DIGI REVO | $2,244,437 | 36,061 | 0.8% | 0.48% |
Top 25 of 229 positions from the manager's latest Form 13F · source filing (EDGAR) ↗. 13F covers long US-listed positions only. "% of AUM" is share of the firm's total regulatory AUM (Form ADV Item 5.F).
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 1,624 | $149M | 32.1% |
| High net worth individuals | 174 | $315M | 67.8% |
| Charitable organizations | Fewer than 5 clients | $394K | 0.08% |
People (8)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Devin J Garofalo | Member, President And Chief Compliance Officer | Oct 2016 (10y) | 75% or more | |
| John Donald Robertson | Registered representative | Oct 2016 (10y) | ||
| Alan Torrence Dawkins | Registered representative | CFP | Nov 2017 (9y) | |
| Steven Gary Prestyly | Registered representative | Nov 2017 (9y) | ||
| Alex Ethan Hendrickson | Registered representative | May 2018 (8y) | ||
| Catherine Anne Belanger | Registered representative | CFP | Jan 2021 (6y) | |
| Merrick Green Burleson | Registered representative | May 2021 (5y) | ||
| Brian Michael Wotring | Registered representative | Dec 2023 (3y) |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/31/2026 | 1.02 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
- • Selection of other advisers
Custody
Reported custodians
- LPL Financial $425M (91% of AUM) Mar 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 31, 2026.
View current Form ADV (SEC/IAPD) ↗