AUMdb

Arrowhead Investment Management Llc

SEC-registered Private Fund Manager · Boutique (under $100M) CRD 285032 · SEC file 801-110360 · White Plains, NY · WWW.ARROWHEADMGT.COM
☆ Save with Pro ADV data as of Mar 11, 2026
Regulatory AUM
$77.6M
Discretionary
$77.6M
Clients
1
Avg AUM / client
$77.6M
Accounts
1
Employees
4

AUM over time

$77.6M $350M
Dec 2016 Dec 2025

Annual snapshots from Form ADV filings · as of Mar 11, 2026

Who they serve

Client typeClientsAUM% of AUM
Pooled investment vehicles (non-investment companies) 1 $77.6M 100.0%

Private funds (3)

Reported in Form ADV Section 7.B.(1), filing of May 2024 · $174M combined gross assets

FundTypeDomicileGross assetsOwners
Arrowhead Capital Fund Iii Lp Other Private Fund Delaware $174M 45
Arrowhead Investors Ii, Lp Other Private Fund Delaware $20.1K 3
Arrowhead Investors, Lp Private Equity Fund Delaware $602 1

People (5)

NameRole / titleCredentialsWith firm sinceOwnership
Gay, Mary, Price Managing Member Aug 2016 (10y) 25% – 50%
Jones, Elliott, Howard Managing Member Aug 2016 (10y) 10% – 25%
Parsky, Gerald, Lawrence Managing Member Aug 2016 (10y) ≈ 18.75% – 50% via Agc Arrowhead Holdings Llc
Pisani, Craig, John Managing Member Aug 2016 (10y) 25% – 50%
Swayze, Ashleigh, Cooper Chief Compliance Officer Aug 2016 (10y) Less than 5%

Entity owners (Schedule A/B)

EntityTitle / statusSinceSch.Ownership
Agc Arrowhead Holdings Llc Member Aug 2016 A 25% – 50%

Undisclosed: 0% – 15% of the firm is not attributable from the filed Schedule A bands.

Estimated effective ownership (look-through of filed bands):

  • Parsky, Gerald, Lawrence: 75% – 100% of Agc Arrowhead Holdings Llc × 25% – 50% direct ≈ 18.75% – 50% of the firm

Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.

Private funds (3, $174M gross assets)

FundTypeGross assetsMin. investmentOwners
Arrowhead Capital Fund Iii Lp Other Private Fund $174M $15.0M 45
Arrowhead Investors Ii, Lp Other Private Fund $20.1K $0 3
Arrowhead Investors, Lp Private Equity Fund $602 $0 1

From Form ADV Section 7.B private fund reporting.

Documents (1 archived)

FormPeriodSize
Form ADV (full filing) 03/11/2026 1.25 MB View · PDF · Source ↗

Archived copies of the firm's regulatory filings, versioned by content hash.

Disciplinary disclosures

No disciplinary events reported on the firm's latest Form ADV filing.

How they charge

  • Percentage of assets under management
  • Performance-based fees
  • Other fees
  • MONITORING FEES

Services

  • Portfolio management for pooled investment vehicles

Custody

Firm reports having custody of client funds or securities (Item 9.A).

No custodian data reported or mined yet.

Source

All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 11, 2026.

View current Form ADV (SEC/IAPD) ↗