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Wealth Manager · Small ($100M–$1B)
CRD 285249
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ADV data as of Mar 31, 2025
- Regulatory AUM
- $860M
- Discretionary
- $860M
- Clients
- 2,869
- Avg AUM / client
- $300K
- Accounts
- 2,872
- Employees
- 29
AUM over time
$152M
$860M
Jul 2017
Dec 2024
Annual snapshots from Form ADV filings · as of Mar 31, 2025
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 2,728 | $516M | 59.9% |
| High net worth individuals | 129 | $336M | 39.0% |
| Charitable organizations | Fewer than 5 | $33.7K | 0.0% |
| Corporations and other businesses | 12 | $9.0M | 1.04% |
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Pension consulting services
- • Selection of other advisers
- • Educational seminars/workshops
Custody
Reported custodians
- Charles Schwab & Co. $670M (78% of AUM) Mar 2025
- American Funds Distributors, Inc. $2.7M (0% of AUM) Oct 2022
- American Funds/Cb&T $2.2M (0% of AUM) Mar 2025
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 31, 2025.