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Wealth Manager · Small ($100M–$1B)
CRD 285252
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ADV data as of Jan 23, 2025
- Regulatory AUM
- $311M
- Discretionary
- $311M
- Clients
- 1,105
- Avg AUM / client
- $282K
- Accounts
- 1,105
- Employees
- 42
AUM over time
$131M
$424M
Mar 12, 2020
Jan 23, 2025
Reported AUM from Form ADV filings, plotted by filing date · as of Jan 23, 2025
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 1,049 | $168M | 53.9% |
| High net worth individuals | 55 | $139M | 44.6% |
| Charitable organizations | 1 | $4.7M | 1.52% |
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
- • Selection of other advisers
Custody
Reported custodians
- Charles Schwab & Co. $312M (100% of AUM) Jan 2025
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jan 23, 2025.