Monorail Securities Llc
- Regulatory AUM
- $389M
- Discretionary
- $389M
- Clients
- 2,402
- Avg AUM / client
- $162K
- Accounts
- 2,403
- Employees
- 7
AUM over time
Annual snapshots from Form ADV filings · as of Mar 31, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 1,403 | $1.3M | 0.34% |
| High net worth individuals | Fewer than 5 clients | $1.2M | 0.31% |
| Other investment advisers | 999 | $386M | 99.3% |
People (6)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Phillip Bruce Dickson | Managing Member | Jun 2016 (10y) | ≈ 14.06% – 50% via Vimvest Holdings, Llc | |
| Hixon, Margaret, Rucker | Owner | Nov 2017 (9y) | ≈ 14.06% – 50% via Vimvest Holdings, Llc | |
| Stuart Kenneth Dickson | Owner | Nov 2017 (9y) | ≈ 14.06% – 50% via Vimvest Holdings, Llc | |
| Gery Joseph Sadzewicz | Chief Compliance Officer | Sep 2021 (5y) | Less than 5% | |
| Mark Joseph Kennedy | Registered representative | Aug 2018 (8y) | ||
| John Nevins Dunlevy | Registered representative | CFA | Jan 2026 (1y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Monorail, Inc. | Owner | Jun 2024 | A | 75% or more |
| Vimvest Holdings, Llc | Owner | Jun 2024 | B | ≈ 56.25% – 100% via Monorail, Inc. |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Phillip Bruce Dickson: 25% – 50% of Vimvest Holdings, Llc × 75% – 100% of Monorail, Inc. × 75% – 100% direct ≈ 14.06% – 50% of the firm
- Hixon, Margaret, Rucker: 25% – 50% of Vimvest Holdings, Llc × 75% – 100% of Monorail, Inc. × 75% – 100% direct ≈ 14.06% – 50% of the firm
- Stuart Kenneth Dickson: 25% – 50% of Vimvest Holdings, Llc × 75% – 100% of Monorail, Inc. × 75% – 100% direct ≈ 14.06% – 50% of the firm
- Vimvest Holdings, Llc: 75% – 100% of Monorail, Inc. × 75% – 100% direct ≈ 56.25% – 100% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/31/2026 | 1.03 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Subscription fees
Services
- • Portfolio management for individuals/small businesses
Custody
Reported custodians
- Charles Schwab & Co. $386M (99% of AUM) Mar 2026
- Apex Clearing $2.5M (1% of AUM) Mar 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 31, 2026.
View current Form ADV (SEC/IAPD) ↗