AUMdb

Summit Financial Management Llc

State-registered Wealth Manager · Boutique (under $100M) CRD 285353 · Mequon, WI · WWW.SUMMITWISCONSIN.COM
☆ Save with Pro ADV data as of Mar 02, 2026
Regulatory AUM
$65.0M
Discretionary
$65.0M
Clients
80
Avg AUM / client
$813K
Accounts
230
Employees
1

Who they serve

Client typeClientsAUM% of AUM
Individuals (non-high net worth) 80 $65.0M 100.0%

Retirement plan clients

Plans that reported this firm as an investment service provider on Form 5500 Schedule C.

Plan Location Plan year
Ice Miller Retirement Plan Ice Miller Llp 2024

People (1)

roster as of Jul 20, 2026
NameRole / titleCredentialsWith firm sinceOwnership
Michael William Scalise Registered representative CFA Nov 2016 (10y)

Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.

Retirement plans served (1)

PlanSponsorParticipantsPlan assetsAs of
Ice Miller Retirement Plan Ice Miller Llp 630 $371M 01/01/2024

From Form 5500 service-provider disclosures.

Documents (1 archived)

FormPeriodSize
Form ADV (full filing) 03/02/2026 989 KB View · PDF · Source ↗

Archived copies of the firm's regulatory filings, versioned by content hash.

Disciplinary disclosures

No disciplinary events reported on the firm's latest Form ADV filing.

How they charge

  • Percentage of assets under management
  • Hourly charges
  • Fixed fees

Services

  • Financial planning services
  • Portfolio management for individuals/small businesses
  • Portfolio management for businesses/institutional clients
  • Educational seminars/workshops
  • Other services

Custody

Firm reports it does not have custody of client funds or securities (Item 9.A).

No custodian data reported or mined yet.

Source

All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 02, 2026.

View current Form ADV (SEC/IAPD) ↗