Goalvest Advisory Llc
- Regulatory AUM
- $778M
- Discretionary
- $759M
- Clients
- 487
- Avg AUM / client
- $1.6M
- Accounts
- 1,376
- Employees
- 10
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Mar 31, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 236 | $101M | 13.0% |
| High net worth individuals | 207 | $544M | 69.9% |
| Pooled investment vehicles (non-investment companies) | 4 | $27.0M | 3.47% |
| Charitable organizations | 1 | $8.9M | 1.15% |
| Corporations and other businesses | 39 | $96.9M | 12.5% |
Private funds (3)
Reported in Form ADV Section 7.B.(1), filing of Jun 2024 · $6.1M combined gross assets
| Fund | Type | Domicile | Gross assets | Owners |
|---|---|---|---|---|
| Goalvest Pre Ipo Growth Fund Lp | Private Equity Fund | Delaware | $5.4M | 89 |
| Dataminr Spv, A Series Of Goalvest Master 2021, Llc | Other Private Fund | Delaware | $539K | 56 |
| Klarna Spv, A Series Of Goalvest Master 2021, Llc | Other Private Fund | Delaware | $165K | 55 |
People (7)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Sevasti Balafas | Ceo | CFA | Mar 2016 (10y) | 75% or more |
| Pritsos, Katharine, Anastasia | Chief Compliance Officer | Mar 2024 (2y) | Less than 5% | |
| Ashwini Patil | Registered representative | Sep 2021 (5y) | ||
| Harry John Martin | Registered representative | May 2023 (3y) | ||
| Braden Andrew De Forge | Registered representative | Mar 2024 (2y) | ||
| Chen Li | Registered representative | CFA | Mar 2024 (2y) | |
| Blair Daniel Cohen | Registered representative | May 2024 (2y) |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Private funds (3, $6.1M gross assets)
| Fund | Type | Gross assets | Min. investment | Owners |
|---|---|---|---|---|
| Goalvest Pre Ipo Growth Fund Lp | Private Equity Fund | $5.4M | $150K | 89 |
| Dataminr Spv, A Series Of Goalvest Master 2021, Llc | Other Private Fund | $539K | $1.0K | 56 |
| Klarna Spv, A Series Of Goalvest Master 2021, Llc | Other Private Fund | $165K | $1.3K | 55 |
From Form ADV Section 7.B private fund reporting.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/31/2026 | 1.7 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for pooled investment vehicles
Custody
Reported custodians
- Charles Schwab & Co. $760M (98% of AUM) Mar 2026
- Pershing $3.6M (5% of AUM) Jul 2019
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 31, 2026.
View current Form ADV (SEC/IAPD) ↗