AUMdb

Donoghue Forlines Llc

SEC-registered Mutual Fund / Asset Manager · Small ($100M–$1B) CRD 285403 · SEC file 801-108564 · Boston, MA · www.facebook.com
☆ Save with Pro ADV data as of Mar 27, 2026
Regulatory AUM
$371M
Discretionary
$371M
Clients
13
Avg AUM / client
$28.5M
Accounts
20
Employees
7

AUM over time

$371M $3.5B
Oct 17, 2016 Mar 27, 2026

Reported AUM from Form ADV filings, plotted by filing date · as of Mar 27, 2026

Investments (13F portfolio — 118 positions, $361,382,498)

13F period Mar 31, 2026
#IssuerClassValueShares% of 13F% of AUM
1 Spdr Series Trust STATE STREET SPD $43,030,754 1,474,666 11.9% 11.6%
2 Spdr Series Trust STATE STREET SPD $31,474,216 343,455 8.71% 8.49%
3 Bondbloxx Etf Trust BLOOMBERG FVE YR $26,672,889 542,573 7.38% 7.2%
4 Ishares Tr 1 3 YR TREAS BD $6,975,266 84,477 1.93% 1.88%
5 Vanguard Scottsdale Fds SHORT TERM TREAS $6,966,260 119,000 1.93% 1.88%
6 Bristol Myers Squibb Co COM $5,058,392 83,403 1.4% 1.37%
7 Northern Lights Fd Tr DF TACTICAL 30 E $4,823,854 197,040 1.33% 1.3%
8 Bondbloxx Etf Trust BLOOMBERG THREE $4,621,709 93,349 1.28% 1.25%
9 Edison Intl COM $4,317,181 58,994 1.19% 1.17%
10 Principal Financial Group In COM $4,311,133 47,843 1.19% 1.16%
11 Target Corp COM $4,305,994 35,528 1.19% 1.16%
12 Keycorp COM $4,305,938 214,760 1.19% 1.16%
13 M & T Bk Corp COM $4,291,921 20,762 1.19% 1.16%
14 Verizon Communications Inc COM $4,180,807 83,283 1.16% 1.13%
15 Exxon Mobil Corp COM $4,116,970 24,266 1.14% 1.11%
16 Comcast Corp New CL A $3,962,870 138,031 1.1% 1.07%
17 Johnson & Johnson COM $3,670,022 15,014 1.02% 0.99%
18 Merck & Co Inc COM $3,566,478 29,649 0.99% 0.96%
19 Lam Research Corp COM NEW $3,356,385 15,709 0.93% 0.91%
20 Applied Matls Inc COM $3,351,251 9,805 0.93% 0.9%
21 Analog Devices Inc COM $3,346,515 10,519 0.93% 0.9%
22 Gilead Sciences Inc COM $3,223,071 23,126 0.89% 0.87%
23 Lockheed Martin Corp COM $3,119,257 5,161 0.86% 0.84%
24 Ciena Corp COM NEW $2,917,548 7,515 0.81% 0.79%
25 Micron Technology Inc COM $2,882,789 8,533 0.8% 0.78%

Top 25 of 118 positions from the manager's latest Form 13F · source filing (EDGAR) ↗. 13F covers long US-listed positions only. "% of AUM" is share of the firm's total regulatory AUM (Form ADV Item 5.F).

Who they serve

Client typeClientsAUM% of AUM
Individuals (non-high net worth) 5 $1000K 0.27%
Investment companies 8 $367M 99.2%
Pension and profit sharing plans Fewer than 5 clients $1.5M 0.41%
Corporations and other businesses Fewer than 5 clients $537K 0.14%

People (6)

roster as of Jul 20, 2026
NameRole / titleCredentialsWith firm sinceOwnership
Minella, David, Anthony Member Oct 2006 (20y) ≈ 28.13% – 75% via Minella Capital Management, Llc
Jeffrey Robert Thompson Chief Executive Officer, Director Sep 2016 (10y) ≈ 6.25% – 25% via Df Management Llc
Molari, Richard, Edward Chief Operating Officer, Treasurer, And Director Sep 2016 (10y) Less than 5%
Forlines, John, Arthur Chief Investment Officer, Director Dec 2017 (9y) Less than 5%
Earp, Jack, Alexander Chief Compliance Officer Oct 2019 (7y) Less than 5%
Dowler, William, Bradley Member May 2022 (4y) ≈ 6.25% – 25% via Df Management Llc

Entity owners (Schedule A/B)

EntityTitle / statusSinceSch.Ownership
Wedco Acquisition Co., Llc Member Sep 2016 A 50% – 75%
Df Management Llc Member Sep 2016 A 25% – 50%
Minella Capital Management, Llc Member Oct 2016 B ≈ 37.5% – 75% via Wedco Acquisition Co., Llc

Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.

Estimated effective ownership (look-through of filed bands):

  • Minella, David, Anthony: 75% – 100% of Minella Capital Management, Llc × 75% – 100% of Wedco Acquisition Co., Llc × 50% – 75% direct ≈ 28.13% – 75% of the firm
  • Jeffrey Robert Thompson: 25% – 50% of Df Management Llc × 25% – 50% direct ≈ 6.25% – 25% of the firm
  • Dowler, William, Bradley: 25% – 50% of Df Management Llc × 25% – 50% direct ≈ 6.25% – 25% of the firm
  • Minella Capital Management, Llc: 75% – 100% of Wedco Acquisition Co., Llc × 50% – 75% direct ≈ 37.5% – 75% of the firm

Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.

Documents (1 archived)

FormPeriodSize
Form ADV (full filing) 03/27/2026 1.05 MB View · PDF · Source ↗

Archived copies of the firm's regulatory filings, versioned by content hash.

Disciplinary disclosures

No disciplinary events reported on the firm's latest Form ADV filing.

How they charge

  • Percentage of assets under management
  • Other fees
  • A PERCENTAGE OF ASSETS UNDER ADVISEMENT

Services

  • Portfolio management for individuals/small businesses
  • Portfolio management for investment companies
  • Portfolio management for businesses/institutional clients
  • Market timing services
  • Other services

Custody

Reported custodians

Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).

Firm reports it does not have custody of client funds or securities (Item 9.A).

Source

All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 27, 2026.

View current Form ADV (SEC/IAPD) ↗