AUMdb

Neuberger Berman Loan Advisers Llc

SEC-registered Private Fund Manager · Mid-sized ($1B–$10B) CRD 285579 · SEC file 801-108750 · Chicago, IL · X.COM
☆ Save with Pro ADV data as of Mar 31, 2026
Regulatory AUM
$4.9B
Discretionary
$4.9B
Clients
13
Avg AUM / client
$379M
Accounts
13
Employees
3

AUM over time

$1.9B $6.7B
Dec 2017 Dec 2025

Annual snapshots from Form ADV filings · as of Mar 31, 2026

Who they serve

Client typeClientsAUM% of AUM
Individuals (non-high net worth) Fewer than 5 clients
High net worth individuals Fewer than 5 clients
Banking or thrift institutions Fewer than 5 clients
Pooled investment vehicles (non-investment companies) 13 $4.9B 100.0%
Pension and profit sharing plans Fewer than 5 clients
Charitable organizations Fewer than 5 clients
State or municipal government entities Fewer than 5 clients
Other investment advisers Fewer than 5 clients
Insurance companies Fewer than 5 clients
Sovereign wealth funds and foreign official institutions Fewer than 5 clients
Corporations and other businesses Fewer than 5 clients

Private funds (13)

Reported in Form ADV Section 7.B.(1), filing of Oct 2024 · $6.4B combined gross assets

FundTypeDomicileGross assetsOwners
Neuberger Berman Loan Advisers Clo 32, Ltd. Securitized Asset Fund Cayman Islands $579M 0
Neuberger Berman Loan Advisers Clo 33, Ltd. Securitized Asset Fund Cayman Islands $579M 0
Neuberger Berman Loan Advisers Clo 26, Ltd. Securitized Asset Fund Cayman Islands $514M 0
Neuberger Berman Loan Advisers Clo 30, Ltd. Securitized Asset Fund Cayman Islands $491M 0
Neuberger Berman Loan Advisers Clo 36, Ltd. Securitized Asset Fund Cayman Islands $486M 0
Neuberger Berman Loan Advisers Clo 34, Ltd. Securitized Asset Fund Cayman Islands $482M 0
Neuberger Berman Loan Advisers Clo 31, Ltd. Securitized Asset Fund Cayman Islands $481M 0
Neuberger Berman Loan Advisers Clo 35, Ltd. Securitized Asset Fund Cayman Islands $481M 0
Neuberger Berman Loan Advisers Clo 29, Ltd. Securitized Asset Fund Cayman Islands $479M 0
Neuberger Berman Loan Advisers Clo 28, Ltd. Securitized Asset Fund Cayman Islands $471M 0
Neuberger Berman Loan Advisers Clo 25, Ltd. Securitized Asset Fund Cayman Islands $467M 0
Neuberger Berman Loan Advisers Clo 24, Ltd. Securitized Asset Fund Cayman Islands $446M 0
Neuberger Berman Loan Advisers Clo 27, Ltd. Securitized Asset Fund Cayman Islands $442M 0

Retirement plan clients

Plans that reported this firm as an investment service provider on Form 5500 Schedule C.

Plan Location Plan year
Abb Inc. Pension Plan Of Fischer & Porter Company Abb Inc. 2024

People (5)

NameRole / titleCredentialsWith firm sinceOwnership
Brian Lord Chief Compliance Officer, Assistant Secretary And Senior Vice President Sep 2016 (10y) Less than 5%
Stephen Gregory Wright Director And Managing Director Jan 2019 (8y) Less than 5%
De Regt, Kenneth, M Director And Managing Director Sep 2021 (5y) Less than 5%
Anne Faris Brennan Director And Managing Director CFA Jun 2024 (2y) Less than 5%
Ashok Kumar Bhatia Director, Managing Director And Chief Executive Officer CFA Jun 2024 (2y) Less than 5%

Entity owners (Schedule A/B)

EntityTitle / statusSinceSch.Ownership
Neuberger Berman Loan Advisers Holdings Lp Member Jan 2017 A 75% or more
Neuberger Berman Investment Advisers Holdings Llc Member May 2009 B 75% or more of Neuberger Berman Investment Advisers Llc (indirect)
Neuberger Berman Group Llc Member Feb 2009 B 75% or more of Neuberger Berman Investment Advisers Holdings Llc (indirect)
Nbsh Acquisition, Llc Member May 2009 B 75% or more of Neuberger Berman Group Llc (indirect)
New York State Common Retirement Fund Limited Partner Jul 2017 B ≈ 14.06% – 50% via Neuberger Berman Loan Advisers Holdings (Delaware) Lp
Neuberger Berman Loan Advisers Holdings (Delaware) Lp Limited Partner Jan 2017 B ≈ 18.75% – 50% via Neuberger Berman Loan Advisers Holdings Lp
Neuberger Berman Loan Advisers Holdings (Cayman) Lp Limited Partner Jan 2017 B ≈ 18.75% – 50% via Neuberger Berman Loan Advisers Holdings Lp
The Ohio State University Limited Partner Mar 2017 B ≈ 4.69% – 25% via Neuberger Berman Loan Advisers Holdings (Cayman) Lp
Lockheed Martin Corporation Master Retirement Trust Limited Partner Mar 2017 B ≈ 4.69% – 25% via Neuberger Berman Loan Advisers Holdings (Cayman) Lp
Neuberger Berman Investment Advisers Llc Limited Partner, Member Jan 2017 B GP / trustee / elected manager of Neuberger Berman Loan Advisers Holdings Lp, Neuberger Berman Loan Advisers Holdings Gp Llc (indirect)
Neuberger Berman Loan Advisers Holdings Gp Llc General Partner Sep 2016 B GP / trustee / elected manager of Neuberger Berman Loan Advisers Holdings Lp, Nbla Holdings (Delaware) Lp, Nbla Holdings (Cayman) Lp (indirect)
The Northern Trust Company Trustee Jun 2023 B GP / trustee / elected manager of Lockheed Martin Corporation Master Retirement Trust (indirect)

Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.

Estimated effective ownership (look-through of filed bands):

  • New York State Common Retirement Fund: 75% – 100% of Neuberger Berman Loan Advisers Holdings (Delaware) Lp × 25% – 50% of Neuberger Berman Loan Advisers Holdings Lp × 75% – 100% direct ≈ 14.06% – 50% of the firm
  • Neuberger Berman Loan Advisers Holdings (Delaware) Lp: 25% – 50% of Neuberger Berman Loan Advisers Holdings Lp × 75% – 100% direct ≈ 18.75% – 50% of the firm
  • Neuberger Berman Loan Advisers Holdings (Cayman) Lp: 25% – 50% of Neuberger Berman Loan Advisers Holdings Lp × 75% – 100% direct ≈ 18.75% – 50% of the firm
  • The Ohio State University: 25% – 50% of Neuberger Berman Loan Advisers Holdings (Cayman) Lp × 25% – 50% of Neuberger Berman Loan Advisers Holdings Lp × 75% – 100% direct ≈ 4.69% – 25% of the firm
  • Lockheed Martin Corporation Master Retirement Trust: 25% – 50% of Neuberger Berman Loan Advisers Holdings (Cayman) Lp × 25% – 50% of Neuberger Berman Loan Advisers Holdings Lp × 75% – 100% direct ≈ 4.69% – 25% of the firm

Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.

Private funds (13, $6.4B gross assets)

FundTypeGross assetsMin. investmentOwners
Neuberger Berman Loan Advisers Clo 32, Ltd. Securitized Asset Fund $579M $250K 0
Neuberger Berman Loan Advisers Clo 33, Ltd. Securitized Asset Fund $579M $250K 0
Neuberger Berman Loan Advisers Clo 26, Ltd. Securitized Asset Fund $514M $250K 0
Neuberger Berman Loan Advisers Clo 30, Ltd. Securitized Asset Fund $491M $250K 0
Neuberger Berman Loan Advisers Clo 36, Ltd. Securitized Asset Fund $486M $250K 0
Neuberger Berman Loan Advisers Clo 34, Ltd. Securitized Asset Fund $482M $250K 0
Neuberger Berman Loan Advisers Clo 31, Ltd. Securitized Asset Fund $481M $250K 0
Neuberger Berman Loan Advisers Clo 35, Ltd. Securitized Asset Fund $481M $250K 0
Neuberger Berman Loan Advisers Clo 29, Ltd. Securitized Asset Fund $479M $250K 0
Neuberger Berman Loan Advisers Clo 28, Ltd. Securitized Asset Fund $471M $250K 0
Neuberger Berman Loan Advisers Clo 25, Ltd. Securitized Asset Fund $467M $250K 0
Neuberger Berman Loan Advisers Clo 24, Ltd. Securitized Asset Fund $446M $250K 0
Neuberger Berman Loan Advisers Clo 27, Ltd. Securitized Asset Fund $442M $250K 0

From Form ADV Section 7.B private fund reporting.

Retirement plans served (1)

PlanSponsorParticipantsPlan assetsAs of
Abb Inc. Pension Plan Of Fischer & Porter Company Abb Inc. 7 $31.6M 01/01/2024

From Form 5500 service-provider disclosures.

Documents (1 archived)

FormPeriodSize
Form ADV (full filing) 03/31/2026 4 MB View · PDF · Source ↗

Archived copies of the firm's regulatory filings, versioned by content hash.

Disciplinary disclosures

Regulatory · Item 11.D(2) as of Oct 02, 2024

Allegations: THE BAFIN ALLEGED THAT IN A SINGLE INSTANCE IN 2021, NBSH WILLFULLY FILED A VOTING RIGHTS NOTIFICATION OF DROPPING BELOW 3% HOLDINGS IN ONE GERMAN ISSUER SIX WEEKS AFTER THE FILING DEADLINE. Status: On Appeal Sanction Detail: AS NOTED IN 9 ABOVE, THIS MATTER HAS BEEN APPEALED TO THE BAFIN. Summary: NBSH FILED AN APPEAL TO THE BAFIN ON AUGUST 29, 2024 STATING THAT A SINGLE LATE SHAREHOLDER NOTIFICATION REPORTING A SMALL REDUCTION IN POSITION SIZE WAS DUE TO A CLERICAL ERROR AND THAT THE FIRM HAS SINCE ENHANCED ITS SYSTEMS TO PREVENT FUTURE OCCURRENCES. THE APPEAL REMAINS PENDING.

Disclosure text reproduced verbatim from the firm's own Form ADV filings.

How they charge

  • Percentage of assets under management
  • Performance-based fees

Services

  • Portfolio management for pooled investment vehicles

Custody

Firm reports having custody of client funds or securities (Item 9.A).

No custodian data reported or mined yet.

Source

All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 31, 2026.

View current Form ADV (SEC/IAPD) ↗