Goodman Advisory Group, Llc
- Regulatory AUM
- $415M
- Discretionary
- $415M
- Clients
- 380
- Avg AUM / client
- $1.1M
- Accounts
- 746
- Employees
- 8
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Mar 12, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 160 | $40.0M | 9.63% |
| High net worth individuals | 212 | $327M | 78.7% |
| Pension and profit sharing plans | 3 | $1.2M | 0.29% |
| Charitable organizations | 2 | $45.9M | 11.0% |
| Corporations and other businesses | 3 | $1.3M | 0.31% |
People (6)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Deborah Nicole Goodman | Managing Member, President And Chief Compliance Officer | CFP | Oct 2016 (10y) | 50% – 75% |
| Joseph Paul Rofino | Director Of Research And Portfolio Manager | Jan 2017 (10y) | 25% – 50% | |
| Steven Martin Goodman | Registered representative | CFP | Jan 2017 (10y) | |
| Rosalie Cryan | Registered representative | CFA | Feb 2023 (3y) | |
| Brad Edward Barthelemy | Registered representative | Nov 2023 (3y) | ||
| Bernard John Lynch | Registered representative | CFP | Sep 2025 (1y) |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/12/2026 | 908 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
- • Educational seminars/workshops
Custody
Reported custodians
- LPL Financial $415M (100% of AUM) Mar 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 12, 2026.
View current Form ADV (SEC/IAPD) ↗