Keenan, Llc
- Regulatory AUM
- $202M
- Discretionary
- $202M
- Clients
- 751
- Avg AUM / client
- $270K
- Accounts
- 1,924
- Employees
- 27
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Apr 23, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 708 | $122M | 60.3% |
| High net worth individuals | 43 | $80.4M | 39.7% |
People (21)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Brian Edward Keenan | Managing Member & Chief Compliance Officer | CFP | Oct 2016 (10y) | 75% or more |
| John H Reid | Registered representative | Dec 2018 (8y) | ||
| Tyler A Dolan | Registered representative | CFP | Dec 2018 (8y) | |
| Casey Thomas Huffman | Registered representative | Jun 2021 (5y) | ||
| Nicholas Michael Gannon | Registered representative | CFP | Oct 2021 (5y) | |
| Inis Mija | Registered representative | Nov 2022 (4y) | ||
| James Morgan Ball | Registered representative | Mar 2023 (3y) | ||
| Caley Elisabeth Surro | Registered representative | Apr 2023 (3y) | ||
| Ryan Andrew Schoffield | Registered representative | Jun 2024 (2y) | ||
| Nicholas Jasie | Registered representative | Aug 2024 (2y) | ||
| Alexander Oreste Di Martino | Registered representative | Aug 2024 (2y) | ||
| Jacob Christopher Monroe | Registered representative | Nov 2024 (2y) | ||
| Spencer Glascock | Registered representative | Mar 2025 (1y) | ||
| Isaiah Gonsalves | Registered representative | Nov 2025 (1y) | ||
| Alexander Adourian | Registered representative | Nov 2025 (1y) | ||
| Ethan Blaine Bester | Registered representative | Nov 2025 (1y) | ||
| William James Whitcher | Registered representative | Nov 2025 (1y) | ||
| Jakob Rainsford | Registered representative | Feb 2026 (1y) | ||
| Andrew Martin | Registered representative | Feb 2026 (1y) | ||
| Samuel Qian | Registered representative | Apr 2026 (0y) | ||
| Shane Michael Bonney | Registered representative | May 2026 (0y) |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 04/23/2026 | 1.22 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
Allegations: KF TRANSACTED BUSINESS AS AN INVESTMENT ADVISER IN CONNECTICUT WITHOUT REGISTRATION UNDER THE ACT IN VIOLATION OF SECTION 36B-6(C)(1) AND ENGAGED AN UNREGISTERED INVESTMENT ADVISER AGENT IN VIOLATION OFSECTION 36B-6(C)(3) OF THE ACT. Status: Final Sanction Detail: FIRM PAID $5,590, $5,000 IN ADMINISTRATIVE FINE, AND $590 IN BACK REGISTRATION FEES. Summary: BY ADMINISTRATIVE OVERSIGHT, THE FIRM'S NUMBER OF ADVISORS WAS NOT TIMELY REPORTED.
Allegations: FROM ON OR ABOUT OCTOBER 2022, KF TRANSACTED BUSINESS IN PENNSYLVANIA AS AN INVESTMENT ADVISER WHILE NEITHER REGISTERED NOR EXEMPT FROM REGISTRATION PURSUANT TO SECTION 301 OF THE 1972 ACT, 70 P.S. 1-301. KF INITIATED PENNSYLVANIA STATE REGISTRATION IN MAY 2023. Status: Final Sanction Detail: FIRM TO PAY AN ADMINISTRATIVE ASSESSMENT IN THE AMOUNT OF $8500.00. Summary: BY ADMINISTRATIVE OVERSIGHT, THE FIRM'S NUMBER OF ADVISORS WAS NOT TIMELY REPORTED.
Disclosure text reproduced verbatim from the firm's own Form ADV filings.
How they charge
- • Percentage of assets under management
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
Custody
Reported custodians
- Fidelity Brokerage Services $202M (100% of AUM) Apr 2026
- National Financial Services (Fidelity) $103M (100% of AUM) Nov 2024
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Apr 23, 2026.
View current Form ADV (SEC/IAPD) ↗