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Wealth Manager · Small ($100M–$1B)
CRD 285713
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ADV data as of Apr 06, 2026
- Regulatory AUM
- $428M
- Discretionary
- $428M
- Clients
- 464
- Avg AUM / client
- $923K
- Accounts
- 1,311
- Employees
- 8
AUM over time
$0
$428M
Feb 3, 2017
Apr 6, 2026
Reported AUM from Form ADV filings, plotted by filing date · as of Apr 06, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 359 | $199M | 46.5% |
| High net worth individuals | 105 | $229M | 53.5% |
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
- • Pension consulting services
Custody
Reported custodians
- Raymond James $330M (77% of AUM) Apr 2026
- Fidelity Brokerage Services $45.6M (11% of AUM) Apr 2026
- Charles Schwab & Co. $35.5M (13% of AUM) Nov 2020
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Apr 06, 2026.