Sfg Wealth Management, Llc
- Regulatory AUM
- $760M
- Discretionary
- $682M
- Clients
- 1,184
- Avg AUM / client
- $642K
- Accounts
- 1,982
- Employees
- 19
AUM over time
Annual snapshots from Form ADV filings · as of Apr 14, 2026
Investments (13F portfolio — 100 positions, $242,897,601)
13F period Mar 31, 2026| # | Issuer | Class | Value | Shares | % of 13F | % of AUM |
|---|---|---|---|---|---|---|
| 1 | Spdr Series Trust | STATE STREET SPD | $36,322,389 | 474,554 | 15.0% | 4.78% |
| 2 | State Str Spdr S&P 500 Etf T | TR UNIT | $29,531,592 | 45,410 | 12.2% | 3.88% |
| 3 | Mfs Active Exchange Traded F | VALUE ETF | $24,955,088 | 933,598 | 10.3% | 3.28% |
| 4 | American Centy Etf Tr | US SML CP VALU | $16,439,506 | 148,814 | 6.77% | 2.16% |
| 5 | Spdr Series Trust | STATE STREET SPD | $15,767,796 | 164,316 | 6.49% | 2.07% |
| 6 | Vaneck Merk Gold Etf | GOLD SHS | $11,383,500 | 252,686 | 4.69% | 1.5% |
| 7 | Spdr Series Trust | STATE STREET SPD | $6,815,419 | 86,206 | 2.81% | 0.9% |
| 8 | American Centy Etf Tr | US EQT ETF | $5,910,737 | 53,164 | 2.43% | 0.78% |
| 9 | Harbor Etf Trust | HARBOR COMMODITY | $4,587,110 | 147,924 | 1.89% | 0.6% |
| 10 | Pimco Etf Tr | ENHAN SHRT MA AC | $3,787,414 | 37,660 | 1.56% | 0.5% |
| 11 | Pimco Etf Tr | ULTRA SHORT GOVT | $3,542,032 | 35,080 | 1.46% | 0.47% |
| 12 | Spdr Series Trust | STATE STREET SPD | $3,146,853 | 12,327 | 1.3% | 0.41% |
| 13 | Ishares Tr | CORE S&P TTL STK | $3,100,458 | 21,768 | 1.28% | 0.41% |
| 14 | First Tr Exchange Traded Fd | RISNG DIVD ACHIV | $3,062,092 | 44,846 | 1.26% | 0.4% |
| 15 | American Beacon Select Funds | GLG NATURAL RESO | $2,784,034 | 53,975 | 1.15% | 0.37% |
| 16 | Ishares Tr | 1 3 YR TREAS BD | $2,552,509 | 30,913 | 1.05% | 0.34% |
| 17 | Abrdn Precious Metals Basket | PHYSCL PRECS MET | $2,546,112 | 11,641 | 1.05% | 0.33% |
| 18 | Vaneck Etf Trust | GOLD MINERS ETF | $2,400,852 | 26,162 | 0.99% | 0.32% |
| 19 | Walmart Inc | COM | $2,360,265 | 18,992 | 0.97% | 0.31% |
| 20 | Apple Inc | COM | $2,245,794 | 8,849 | 0.92% | 0.3% |
| 21 | Parker Hannifin Corp | COM | $2,238,100 | 2,500 | 0.92% | 0.29% |
| 22 | Wisdomtree Tr | EFFICIENT GLD PL | $2,091,051 | 33,244 | 0.86% | 0.28% |
| 23 | Rbb Fd Inc | F/M US TREASURY | $2,074,675 | 41,610 | 0.85% | 0.27% |
| 24 | Nvidia Corporation | COM | $1,962,750 | 11,254 | 0.81% | 0.26% |
| 25 | Capital Group Global Equity | SHS | $1,745,821 | 57,240 | 0.72% | 0.23% |
Top 25 of 100 positions from the manager's latest Form 13F · source filing (EDGAR) ↗. 13F covers long US-listed positions only. "% of AUM" is share of the firm's total regulatory AUM (Form ADV Item 5.F).
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 619 | $137M | 18.1% |
| High net worth individuals | 554 | $571M | 75.1% |
| Pension and profit sharing plans | Fewer than 5 clients | $1.6M | 0.21% |
| Charitable organizations | Fewer than 5 clients | $11.8M | 1.56% |
| Corporations and other businesses | 11 | $38.8M | 5.1% |
People (11)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Pegher, Kenneth, William | Chief Compliance Officer | Dec 2016 (10y) | Less than 5% | |
| Lawrence Nelson Leitch | Chief Executive Officer | Chartered Financial Consultant | Dec 2016 (10y) | ≈ 37.5% – 75% via Sfg Wealth Management, Llc |
| Horchar, Christina, Marie | Chief Operating Officer | Feb 2020 (7y) | Less than 5% | |
| Adam Scott Ariosa | Registered representative | CFP | Dec 2016 (10y) | |
| Eric William Hart | Registered representative | Dec 2016 (10y) | ||
| Gregory Charles Vermeulen | Registered representative | Dec 2016 (10y) | ||
| Michael Loyd Crabb | Registered representative | CFP | Dec 2016 (10y) | |
| Timothy William Carne | Registered representative | Dec 2016 (10y) | ||
| William Robert Swartz | Registered representative | CFP | Nov 2017 (9y) | |
| William Judson Sokol | Registered representative | May 2021 (5y) | ||
| Ryan Mc Coy | Registered representative | Aug 2025 (1y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Sfg Wealth Management, Llc | Managing Member | Jan 2021 | A | 75% or more |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Lawrence Nelson Leitch: 50% – 75% of Sfg Wealth Management, Llc × 75% – 100% direct ≈ 37.5% – 75% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 04/14/2026 | 960 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
- • Pension consulting services
- • Selection of other advisers
Custody
Reported custodians
- LPL Financial $730M (96% of AUM) Apr 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Apr 14, 2026.
View current Form ADV (SEC/IAPD) ↗