Midcap Financial Services Capital Management, Llc
- Regulatory AUM
- $7.3B
- Discretionary
- $4.8B
- Clients
- 12
- Avg AUM / client
- $606M
- Accounts
- 12
- Employees
- 360
AUM over time
Annual snapshots from Form ADV filings · as of May 13, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Pooled investment vehicles (non-investment companies) | 12 | $7.3B | 100.0% |
Private funds (3)
Reported in Form ADV Section 7.B.(1), filing of Oct 2024 · $1.3B combined gross assets
| Fund | Type | Domicile | Gross assets | Owners |
|---|---|---|---|---|
| Woodmont 2019 6 Lp | Securitized Asset Fund | Cayman Islands | $623M | 3 |
| Woodmont 2022 9 Trust | Securitized Asset Fund | Delaware | $449M | 4 |
| Midcap 2023 1 Loan Fund Trust Lp | Securitized Asset Fund | Cayman Islands | $258M | 1 |
People (5)
| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Curwin, Steven, Mark | Chief Executive Officer And Chief Investment Officer | Oct 2016 (10y) | Less than 5% | |
| Moore, David, Gill | Chief Financial Officer | Oct 2016 (10y) | Less than 5% | |
| Bradshaw, Pierrette, Alyss | Chief Compliance Officer | Mar 2017 (9y) | Less than 5% | |
| O'dea, John, Daniel | Managing Director | May 2017 (9y) | Less than 5% | |
| Lenderman, Lisa, Jean | General Counsel | Jan 2024 (3y) | Less than 5% |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Midcap Financial Services, Llc | Sole Member | Oct 2016 | A | 75% or more |
| Midcap Financial Intermediate Holdings Trust | Sole Member | Aug 2008 | B | ≈ 56.25% – 100% via Midcap Financial Services, Llc |
| Midcap Finco Llc | Sole Member | Oct 2024 | B | 75% or more of Midcap Finco Intermediate Llc (indirect) |
| Midcap Finco Intermediate Llc | Principal Trustee | Oct 2024 | B | 75% or more of Midcap Financial Issuer Trust (indirect) |
| Midcap Financial Holdings Trust | Principal Trustee | Apr 2021 | B | GP / trustee / elected manager of Midcap Financial Intermediate Holdings Trust (indirect) |
| Midcap Financial Issuer Trust | Principal Trustee | Oct 2024 | B | GP / trustee / elected manager of Midcap Financial Holdings Trust (indirect) |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Midcap Financial Intermediate Holdings Trust: 75% – 100% of Midcap Financial Services, Llc × 75% – 100% direct ≈ 56.25% – 100% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Private funds (3, $1.3B gross assets)
| Fund | Type | Gross assets | Min. investment | Owners |
|---|---|---|---|---|
| Woodmont 2019 6 Lp | Securitized Asset Fund | $623M | $250K | 3 |
| Woodmont 2022 9 Trust | Securitized Asset Fund | $449M | $250K | 4 |
| Midcap 2023 1 Loan Fund Trust Lp | Securitized Asset Fund | $258M | $1 | 1 |
From Form ADV Section 7.B private fund reporting.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 05/13/2026 | 2.04 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
Services
- • Portfolio management for pooled investment vehicles
Custody
Firm reports it does not have custody of client funds or securities (Item 9.A).
No custodian data reported or mined yet.
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: May 13, 2026.
View current Form ADV (SEC/IAPD) ↗