Wmg Financial Advisors, Llc
- Regulatory AUM
- $694M
- Discretionary
- $488M
- Clients
- 1,655
- Avg AUM / client
- $419K
- Accounts
- 1,654
- Employees
- 18
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of May 19, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 1,485 | $90.8M | 13.1% |
| High net worth individuals | 104 | $363M | 52.4% |
| Pooled investment vehicles (non-investment companies) | 3 | $19.1M | 2.75% |
| Pension and profit sharing plans | 61 | $220M | 31.8% |
| Charitable organizations | 2 | $262K | 0.04% |
People (15)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| D William Bergner | Managing Member & Chief Executive Officer | CFP | Oct 2016 (10y) | 75% or more |
| Elizabeth Claire De Wan | Chief Compliance Officer | Feb 2021 (6y) | Less than 5% | |
| Luann Craft Jarnagin | Registered representative | Aug 2017 (9y) | ||
| Dennis Kent White | Registered representative | Mar 2018 (8y) | ||
| Jackson Wheatley Palmer | Registered representative | Mar 2018 (8y) | ||
| Jason Rush Witcher | Registered representative | Mar 2018 (8y) | ||
| Benjamin S Barnett | Registered representative | Mar 2019 (7y) | ||
| John W Perdue | Registered representative | May 2019 (7y) | ||
| James Matthew Dannel | Registered representative | Nov 2022 (4y) | ||
| William Parker Ashford | Registered representative | Mar 2023 (3y) | ||
| Charles W Sells | Registered representative | Jan 2025 (2y) | ||
| Rachael Jenifer Holcomb | Registered representative | Jul 2025 (1y) | ||
| Mark B Ashford | Registered representative | Jan 2026 (1y) | ||
| Peter Luke Komistek | Registered representative | Jan 2026 (1y) | ||
| Trent Jackson Lowe | Registered representative | Mar 2026 (0y) |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 05/19/2026 | 958 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for pooled investment vehicles
- • Portfolio management for businesses/institutional clients
- • Pension consulting services
- • Selection of other advisers
- • Other services
Custody
Reported custodians
- Charles Schwab & Co. $407M (59% of AUM) May 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: May 19, 2026.
View current Form ADV (SEC/IAPD) ↗