Strategic Wealth Advisors Group, Inc.
- Regulatory AUM
- $207M
- Discretionary
- $207M
- Clients
- 544
- Avg AUM / client
- $380K
- Accounts
- 1,270
- Employees
- 13
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Mar 30, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 471 | $116M | 56.3% |
| High net worth individuals | 73 | $90.3M | 43.7% |
People (8)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Timothy Scott Sullivan | President/Chief Compliance Officer | May 2014 (12y) | 75% or more | |
| David Jeffery Heim | Registered representative | Feb 2018 (8y) | ||
| Emily Nitsa Pehlis | Registered representative | Aug 2024 (2y) | ||
| Charles Bryon Eastes | Registered representative | Dec 2024 (2y) | ||
| Hunter Lynn Mateer | Registered representative | Feb 2025 (1y) | ||
| Brandon Ramirez | Registered representative | Jun 2025 (1y) | ||
| Jason Alexander Recchia | Registered representative | Nov 2025 (1y) | ||
| Kenneth Arafat | Registered representative | Jun 2026 (0y) |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/30/2026 | 977 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Hourly charges
- • Fixed fees
- • Other fees
- • SOLICITOR FEES
Services
- • Financial planning services
- • Pension consulting services
- • Selection of other advisers
- • Educational seminars/workshops
Custody
Reported custodians
- Charles Schwab & Co. $204M (99% of AUM) Mar 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 30, 2026.
View current Form ADV (SEC/IAPD) ↗